Released 21 June 2019 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

Released 31 May 2019 We are driving the integrity, confidence and innovation of Australian markets so firms can thrive and investors can ...

Released 16 April 2019 The Regulator Performance Framework (RPF) provides a set of six common key performance indicators for Australian Government ...

Released 12 April 2019 This report provides an overview of marketplace lending platforms structured as managed investment schemes. It is based on the ...

Released 12 April 2019 This report is for existing and prospective crowd-sourced funding (CSF) intermediaries, existing and prospective eligible CSF ...

Released 9 April 2019 This update is ASIC’s biannual overview of enforcement outcomes, priorities and cases during the period 1 July 2018 to 31 ...

Released 28 March 2019 This report summarises the key findings of research commissioned by ASIC into consumer awareness and understanding of ...

Released 10 April 2019 This report is prepared by KordaMentha Forensic as the compliance expert engaged by ASIC under the additional licence ...

Released 15 March 2019 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

Released 28 February 2019 This report is for Australian financial services (AFS) licensees, Australian credit licensees (credit licensees), lawyers, ...