RG 105 AFS licensing: Organisational competence

Issued 1 April 2020

This is a guide for Australian financial services (AFS) licensees and AFS licence applicants.

This guide describes what we look for when we assess compliance with the ‘organisational competence obligation’, which is one of the general obligations under s912A(1) of the Corporations Act.

Download RG 105 (PDF 355KB)

Last updated: 01/04/2020 12:00