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Financial markets: Domestic and overseas operators

regulatory guide – 172

Issued 2 August 2022

This guide provides guidance about the licensing regime and regulatory obligations for operators of financial markets.

Note: This guide does not reflect amendments to the Corporations Act introduced by the Treasury Laws Amendments (Financial Market Infrastructure and Other Measures) Act 2024, which received the Royal Assent on 17 September 2024. This guide will be reviewed and updated in due course. For more information, please visit our FMI reform implementation page.

Download RG 172 (PDF 1.2 MB)