Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ASIC regulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
Issued 30 October 2003
This regulatory guide was superseded on 4 May 2018 by revised RG 172.
Our topic index can help you find regulatory documents and class orders.
Use the index now
Regulatory guides
Information sheets
Reports
Consultations
Legislative instruments
Pro formas
Forms
Media releases
Speeches
Regulatory tracker
Statistics
ASIC Corporate Plan
ASIC annual reports
Newsletters
ASIC Gazette
ASIC submissions
View all forms