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RG 181 AFS licensing: Managing conflicts of interest

regulatory guide – 181

Issued 16 December 2025

This guide is for Australian financial services (AFS) licensees, their representatives and AFS licence applicants.

It explains the legal obligations under the Corporations Act for having adequate arrangements to manage conflicts of interest. It includes guidance on identifying conflicts, what adequate arrangements involve, and effective conflicts management through a range of tools.

Download RG 181 (PDF 665 KB)