RG 197 Warrants: Out-of-use notices

Issued 4 November 2008

This guide is for issuers of warrants offered under a Product Disclosure Statement (PDS) or Supplementary PDS covering two or more warrant products.

It explains relief ASIC has given in certain circumstances from the requirement in s1015D(2)(c) of the Corporations Act 2001 (Corporations Act) to notify ASIC when a warrant ceases to be available.

Note: A warrant is a financial product as defined in reg 1.0.02(1) of the Corporations Regulations 2001.

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Last updated: 04/11/2008 12:00