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Risk management systems of fund operators

regulatory guide – 259

Issued 6 October 2022

This guide is for Australian financial services (AFS) licensees that are responsible entities or corporate directors (fund operators).

It gives specific guidance on how fund operators may comply with their obligation under s912A(1)(h) of the Corporations Act 2001 (Corporations Act) to maintain adequate risk management systems.

Download the guide (PDF 629 KB)

Download the regulation impact statement (PDF 270 KB)