RG 264 Sell-side research

Issued 21 December 2017

This guide is for Australian financial services (AFS) licensees who are involved in providing research. It supplements our guidance in Regulatory Guide 79 Research report providers: Improving the quality of investment research (RG 79). This guide focuses on managing conflicts of interest and inside information when providing sell-side research.

Download the guide (PDF 552KB) 

Last updated: 18/05/2018 04:22