RG 54 Principles for cross-border financial regulation

Issued 29 June 2012

This guide sets out ASIC’s approach to recognising overseas regulatory regimes for the purpose of facilitating cross-border financial regulation.

It explains our role in regulating financial facilities, services and products across borders, in particular, the principles we use to assess whether to recognise an overseas regulatory regime unilaterally or under a mutual recognition arrangement for the provision of some form of regulatory relief.

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Last updated: 29/06/2012 12:00