RG 86 Tracing beneficial ownership
Reissued 26 June 2007
Previous version: See Superseded Policy Statement 86 [SPS 86] in the ASIC Digest
This guide explains how we will exercise our powers under the beneficial ownership tracing provisions (Pt 6C.2) of the Corporations Act 2001.
It sets out:
- how we approach requests that we direct a person to provide details about the beneficial ownership of securities
- when we will grant relief from a direction to disclose beneficial ownership information
- when we will pass on information about beneficial ownership and when we will grant relief from the requirements for registers of beneficial ownership information, and
- our approach to the enforcement of directions issued under Pt 6C.2.