REP 184 Overview of decisions on relief applications: April to July 2009

Released 2 February 2010.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines ASIC’s decisions on relief applications during the period 1 April 2009 to 31 July 2009. It summarises situations where ASIC has exercised, or refused to exercise, its exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.

Download REP 184 (PDF 200 KB)

Last updated: 02/02/2010 12:00