REP 203 Overview of decisions on relief applications: August to November 2009

Released 5 July 2010.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines ASIC’s decisions on relief applications during the period 1 August 2009 to 30 November 2009. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers under the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.

Download REP 203 (PDF 220 KB)

Last updated: 05/07/2010 12:00