REP 227 ASIC supervision of markets and participants: August to December 2010

Released 17 January 2011.

This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in relation to the Australian Securities Exchange (ASX) and ASX 24 (previously Sydney Futures Exchange) for the period 1 August to 31 December 2010.

A summary of ASIC’s markets-related deterrence activity, for the period 1 January 2009 to 31 December 2010, is provided in Section D of the report.

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Last updated: 17/01/2011 12:00