REP 241 Overview of decisions on relief applications: October 2010 to January 2011
Released 31 May 2011.
This is a report for prospective applicants for relief, including participants in capital markets, financial services providers, and credit providers and intermediaries.
This report outlines ASIC’s decisions on relief applications during the period 1 October 2010 to 31 January 2011. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001, National Consumer Credit Protection Act 2009 or National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.
Reports on ASIC's decisions on relief applications for prior periods can be found at www.asic.gov.au/reports.