REP 252 Overview of decisions on relief applications: February to May 2011

Released 15 September 2011.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines ASIC’s decisions on relief applications during the period 1 February to 31 May 2011. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001, National Consumer Credit Protection Act 2009 or National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.

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Last updated: 15/09/2011 12:00