Released 31 January 2012.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines ASIC’s decisions on relief applications during the period 1 June 2011 to 30 September 2011. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001, National Consumer Credit Protection Act 2009 or National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.

Download REP 274 (PDF 227 KB) | Read the advisory