REP 281 ASIC enforcement outcomes: July to December 2011

Released 29 March 2012.

This report outlines enforcement outcomes achieved by ASIC during the period 1 July 2011 to 31 December 2011. The report identifies categories of gatekeeper against whom enforcement action was taken and highlights examples of conduct targeted during this period.

Download REP 281 (PDF 3.8 MB) | Read the media release

Note: This report contains some content that was withdrawn in accordance with ASIC policy - see INFO 152 Public comment on ASIC's regulatory activities.