REP 281 ASIC enforcement outcomes: July to December 2011
Released 29 March 2012.
This report outlines enforcement outcomes achieved by ASIC during the period 1 July 2011 to 31 December 2011. The report identifies categories of gatekeeper against whom enforcement action was taken and highlights examples of conduct targeted during this period.
Note: This report contains some content that was withdrawn in accordance with ASIC policy - see INFO 152 Public comment on ASIC's regulatory activities.