REP 299 ASIC enforcement outcomes: January to June 2012

Released 11 September 2012.

This report outlines enforcement outcomes achieved by ASIC during the period 1 January 2012 to 30 June 2012. The report identifies categories of gatekeeper against whom enforcement action was taken and highlights examples of conduct targeted during this period.

Download REP 299 (PDF 1.7 MB) | View the media release

Note: This report contains some content that was withdrawn in accordance with ASIC policy - see INFO 152 Public comment on ASIC's regulatory activities.