Released 28 September 2012.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines some of ASIC’s decisions on relief applications during the period 1 February 2012 to 31 May 2012. It summarises examples of situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001, the National Consumer Credit Protection Act 2009 or the National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.

Download REP 303 (PDF 356 KB) | View the media release