Released 9 April 2013.

This report outlines enforcement outcomes achieved by ASIC during the period 1 July 2012 to 31 December 2012 (the relevant period). The report identifies categories of gatekeeper against whom enforcement action was taken and highlights examples of conduct targeted during this period.

Download REP 336 (PDF 11.6 MB)

Note: 5 December 2022 - This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.