REP 366 ASIC supervision of markets and participants: January to June 2013

I want to

Information and steps on how to register a business name

I am a

I want to

Information and steps on how to register a business name

I want to

Information and steps on how to register a new business.

I want to

Update your client details via the Registered agent portal.

Already have an account? Log in

Need to create an account? Sign up

I want to

Information and steps on how to apply for an Australian financial services (AFS) licence.

Applying for and managing an AFS licence

I want to

Information and steps on how to apply for a credit licence.

Apply for a credit licence

I want to

Information and steps on how to apply for auditor or authorised audit company registration.

Applying for an auditor registration

I want to

Apply and maintain your SMSF auditor registration via the Regulatory portal.

Already have an account? Log in

Need to create an account? Sign up

I want to

Update your liquidator details and lodge external administration documents via the liquidator portal.

Already have an account? Log in

Need to create an account? Sign up

Find a document

Released 21 August 2013.

This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in relation to ASX, ASX 24, Chi-X and other market licensees for the period 1 June to 30 June 2013.

A summary of ASIC’s markets-related enforcement outcomes, for the period 1 January to 30 June 2013, is provided in Section C of the report.

Download REP 366 (PDF 3.6 MB)

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.