REP 377 Review of advice on retail structured products
Released 4 December 2013.
This report summarises the results of a review of personal advice to invest in unlisted and unquoted retail structured products (structured products).
The report should be read by financial advisers and others involved in financial advice businesses who provide advice on structured products and other complex investments. It provides examples of good practices we identified, and highlights some of the risks and common pitfalls for advisers who advise on these products.