REP 386 ASIC supervision of markets and participants: July to December 2013
Released 19 March 2014.
This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in relation to ASX, ASX 24, Chi-X and other market licensees for the period 1 July to 31 December 2013.
A summary of ASIC’s markets-related enforcement outcomes, for the period 1 July to 31 December 2013, is provided in Section C of the report.
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Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.