Released 31 July 2014.

This report outlines enforcement outcomes achieved by ASIC during the period 1 January 2014 to 30 June 2014 (the relevant period). The report identifies the entities and individuals enforcement action was taken against, and highlights examples of conduct targeted during this period.

Download REP 402 (PDF 3.4 MB) | Read the media release

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.