REP 405 ASIC supervision of markets and participants: January to June 2014

Released 21 August 2014.

This report summarises key outcomes of ASIC’s market and participant supervisory and surveillance functions and highlights markets-related enforcement outcomes for the period 1 January to 30 June 2014.

Download REP 405 (PDF 437 KB) | Read the media release

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.