REP 411 Overview of decisions on relief applications (February to May 2014)

Released 25 September 2014.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines some of our decisions on relief applications during the period 1 February 2014 to 31 May 2014. It summarises examples of situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.

It also refers to a number of publications issued by ASIC during the period 1 February 2014 to 31 May 2014 that may be relevant to prospective applicants for relief, including class orders, consultation papers, regulatory guides and reports.

Download REP 411 (PDF 256 KB) | Read the media release

Last updated: 25/09/2014 12:00