REP 421 ASIC enforcement outcomes: July to December 2014

Released 30 January 2015

This report outlines enforcement outcomes achieved by ASIC during the period 1 July 2014 to 31 December 2014. The report identifies the entities and individuals enforcement action was taken against, and highlights examples of conduct targeted during this period.

Download the report (PDF 471 KB) | Read the media release

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.