REP 421 ASIC enforcement outcomes: July to December 2014
Released 30 January 2015
This report outlines enforcement outcomes achieved by ASIC during the period 1 July 2014 to 31 December 2014. The report identifies the entities and individuals enforcement action was taken against, and highlights examples of conduct targeted during this period.
Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.