REP 503 Overview of licensing and professional registration applications: January to June 2016

Released 7 December 2016

This report outlines ASIC’s decisions on applications for the period from 1 January to 30 June 2016 (relevant period) for:

new Australian financial services (AFS) licences and licence variations;
new Australian credit licences (credit licences) and licence variations;
the registration of liquidators, official liquidators, company auditors and approved self-managed superannuation fund (SMSF) auditors; and
financial markets, clearing and settlement (CS) facilities, and derivative trade repositories (trade repositories).