REP 601 Market assessment report: Yieldbroker Pty Limited

Released 30 November 2018

This report outlines the findings of our assessment of the market operated by Yieldbroker Pty Limited (Yieldbroker). It focuses on the market’s arrangements for conflicts and governance, supervision and enforcement, and systems and controls.

This report makes several recommendations designed to improve Yieldbroker’s arrangements in those three areas. A number of the findings and recommendations will be relevant to other specialised market operators regulated by ASIC.