REP 644 Assessment of ASX’s arrangements for exchange traded AQUA products

Released 11 December 2019

This report presents the findings of our assessment of ASX Limited (ASX)’s compliance with its Australian market licence obligations. It focuses on ASX’s arrangements related to admission to quotation and supervision of exchange traded products (ETPs) under the AQUA rules.

This report highlights a number of good practices we have observed, and also makes recommendations designed to improve ASX’s arrangements in some areas. A number of the findings and recommendations will be relevant to other ETP market operators regulated by ASIC.

Download the report (PDF 773 KB)

Last updated: 11/12/2019 04:27