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Design and distribution obligations: Investment products

report – 762

Released 3 May 2023.

In 2022, ASIC reviewed compliance with the design and distribution obligations by issuers of investment products (i.e. interests in managed investment schemes, shares issued by an investment company, preference shares and debentures). This report summarises our key observations on how issuers of investment products are meeting these obligations and highlights areas for improvement.

Read the report (PDF 630 KB)