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- Consultation Updated: 9/07/2025CS-025 Proposed remake of disclosure relief for offers of foreign securities and interests to Australian investors
- Consultation Updated: 8/07/2025CP-384 Employee redundancy funds
- Regulatory guide Updated: 30/06/2025RG-132 Funds management: Compliance and oversight
- Regulatory guide Updated: 30/06/2025RG-136 Funds management: Discretionary powers
- Consultation Updated: 27/06/2025CS-016 Reportable situations – additional relief
- Form Updated: 25/06/20255137 Notification of appointment of scheme auditor
- Form Updated: 25/06/20255133 Notification of resignation, removal or cessation of a registered scheme auditor
- Form Updated: 25/06/20255100 Application for registration of a managed investment scheme
- Form Updated: 25/06/20255107 Notification of change of responsible entity of a registered scheme
- Form Updated: 25/06/20255108 Notification of appointment of temporary responsible entity
- Form Updated: 25/06/20255109 Notification of request by temporary responsible entity to add new responsible entity
- Form Updated: 25/06/20255111 Compliance plan audit report of a registered scheme
- Form Updated: 25/06/20255112 Application for consent from ASIC to remove compliance plan auditor
- Form Updated: 25/06/20255130 Notification of office at which register of interests is kept
- Form Updated: 25/06/20255138 Notification of commencement or completion of winding up of a registered scheme
- Information sheet Updated: 20/06/2025INFO-093 Practical guidance for operators of foreign collective investment schemes
- Regulatory guide Updated: 18/06/2025RG-001 Applying for and varying an AFS licence
- Information sheet Updated: 16/06/2025INFO-251 AFS licensing requirement for trustees of unregistered managed investment schemes
- Information sheet Updated: 16/06/2025INFO-294 FAQs: AFS licence applications
- Regulatory guide Updated: 16/06/2025RG-179 Managed discretionary accounts
- Regulatory guide Updated: 16/06/2025RG-148 Platforms that are managed investment schemes and nominee and custody services
- Regulatory guide Updated: 16/06/2025RG-140 Strata schemes and management rights schemes
- Regulatory guide Updated: 16/06/2025RG-131 Funds management: Establishing and registering a fund
- Regulatory guide Updated: 16/06/2025RG-003 AFS Licensing Kit: Part 3 – Preparing your additional proofs
- Regulatory guide Updated: 16/06/2025RG-002 AFS Licensing Kit: Part 2 – Preparing your AFS licence or variation application
- Form Updated: 19/05/20255114 Notification of request by responsible entity to change compliance plan auditor
- Instrument - registered waiversRegistered: 19/05/2025ASIC Market Integrity Rules (Capital, Securities Markets) Barclays Capital Asia Limited Waiver (Amendment) Instrument 2025/153
- Form Updated: 9/05/20255113 Application for consent from ASIC to resign as compliance plan auditor
- Form Updated: 9/05/20255132 Application for consent from ASIC for resignation or removal of scheme auditor
- Form Updated: 5/05/2025878 Notice of Australian offer under Foreign Recognition Scheme
- Consultation Updated: 10/04/2025CP-383 Reportable situations and internal dispute resolution data publication
- Regulatory guide Updated: 31/03/2025RG-129 Business introduction or matching services
- Consultation Updated: 28/03/2025CS-013 Extending relief for business introduction services
- InstrumentRegistered: 26/03/2025ASIC Corporations (Repeal) Instrument 2025/170
- InstrumentRegistered: 26/03/2025ASIC Corporations (Employee Incentive Schemes—Ongoing Relief) Instrument 2025/169
- Regulatory guide Updated: 13/02/2025RG-051 Applications for relief
- Regulatory guide Updated: 13/02/2025RG-021 How ASIC charges fees for relief applications
- Consultation Updated: 20/01/2025CS-014 Proposed remake of relief for employee incentive schemes
- Consultation Updated: 8/01/2025CS-009 Proposed extension of employee redundancy funds relief
- Consultation Updated: 8/01/2025CS-008 Proposed expiry date for primary production scheme legislative instrument
- Information sheet Updated: 17/12/2024INFO-082 Apply for relief
- Regulatory guide Updated: 10/12/2024RG-133 Funds management and custodial services: Holding assets
- Report Updated: 2/12/2024REP-801 Insights from internal dispute resolution data reporting: July 2023 to June 2024
- Regulatory guide Updated: 21/11/2024RG-138 Foreign passport funds
- Information sheet Updated: 21/11/2024INFO-228 Limited AFS licensees: Advice conduct and disclosure obligations
- Information sheet Updated: 11/11/2024INFO-230 Exchange traded products: Admission guidelines
- Regulatory guide Updated: 21/10/2024RG-277 Consumer remediation
- InstrumentRegistered: 8/10/2024ASIC Corporations (Amendment) Instrument 2024/806
- InstrumentSuperseded: 12/02/2025ASIC Corporations (Amendment) Instrument 2024/618
- InstrumentRegistered: 30/08/2024ASIC Corporations (CCIV Auditors) Instrument 2024/668
- InstrumentSuperseded: 5/11/2024ASIC Corporations (Amendment) Instrument 2024/497
- Consultation Updated: 5/08/2024CP-368 Remaking ASIC class orders: [CO 13/519] and [CO 13/656]
- Consultation Updated: 5/08/2024CP-369 Remaking ASIC class orders on platforms: [CO 13/762] and [CO 13/763]
- Consultation Updated: 5/08/2024CP-374 Remaking ASIC class order on exchange traded funds: [CO 13/721]
- Form Updated: 28/07/20246010A Application for voluntary deregistration of a managed investment scheme
- Form Updated: 28/07/20245140 Notification of proposed change of name of registered scheme
- Form Updated: 28/07/20245101 Notification of change to managed investment scheme's constitution
- InstrumentSuperseded: 5/11/2024ASIC Corporations (Amendment) Instrument 2024/554
- InstrumentSuperseded: 22/08/2024ASIC Corporations (Amendment and Repeal) Instrument 2024/229
- Instrument - notifiable instrumentsRegistered: 1/05/2024ASIC Corporations (L’Oréal SA Employee Share Scheme Disclosure) Instrument 2024/296
- Information sheet Updated: 30/04/2024INFO-159 Frozen funds and hardship withdrawals
- Instrument - notifiable instrumentsRegistered: 24/04/2024ASIC Corporations (IPH Limited Employee Share Scheme Disclosure) Instrument 2024/293
- InstrumentRegistered: 25/03/2024ASIC Corporations (Periodic Statement Relief for Quoted Securities) Instrument 2024/14
- InstrumentRegistered: 25/03/2024ASIC Corporations (Asset Holding Standards for Responsible Entities) Instrument 2024/16
- InstrumentRegistered: 25/03/2024ASIC Corporations (Custody Standards for Providers of Custodial and Depository Services) Instrument 2024/17
- InstrumentRegistered: 25/03/2024ASIC Corporations (mFund) Instrument 2024/18
- Form Updated: 21/03/20245103 Directors' statement relating to application for registration of a managed investment scheme
- Form Updated: 18/03/20245131 Application for appointment of scheme auditor by member of a registered scheme
- Information sheet Updated: 7/03/2024INFO-272 How to register a corporate collective investment vehicle and sub-fund
- Information sheet Updated: 7/03/2024INFO-271 How to avoid greenwashing when offering or promoting sustainability-related products
- Information sheet Updated: 7/03/2024INFO-265 Reports of suspicious activity in FICC markets
- Information sheet Updated: 7/03/2024INFO-239 How ASIC handles whistleblower reports
- Consultation Updated: 7/02/2024CP-321 Whistleblower policies
- Consultation Updated: 7/02/2024CP-325 Product design and distribution obligations
- Consultation Updated: 7/02/2024CP-360 Corporate collective investment vehicles: Preparing for the commencement of the new regime
- Report Updated: 7/02/2024REP-602 Overview of decisions on relief applications (April 2018 to September 2018)
- Report Updated: 7/02/2024REP-650 Overview of licensing and professional registration applications: July 2018 to June 2019
- Report Updated: 7/02/2024REP-611 Overview of licensing and professional registration applications: July 2017 to June 2018
- Report Updated: 7/02/2024REP-615 ASIC enforcement update July to December 2018
- Report Updated: 7/02/2024REP-620 Overview of decisions on relief applications (October 2018 to March 2019)
- Report Updated: 7/02/2024REP-625 ASIC enforcement update - January to June 2019
- Report Updated: 7/02/2024REP-661 Response to submissions on CP 313 Product intervention power
- Report Updated: 6/02/2024REP-666 ASIC enforcement update January to June 2020
- Report Updated: 6/02/2024REP-699 ASIC enforcement update January to June 2021
- Report Updated: 6/02/2024REP-772 Licensing and professional registration activities: 2023 update
- Report Updated: 6/02/2024REP-738 Licensing and professional registration activities: 2022 update
- Report Updated: 6/02/2024REP-700 Licensing and professional registration activities: 2021 update
- Report Updated: 6/02/2024REP-697 ASIC quarterly update April to June 2021
- Report Updated: 6/02/2024REP-704 ASIC quarterly update: July to September 2021
- Report Updated: 6/02/2024REP-707 Response to submissions on CP 335 Consumer remediation: Update to RG 256
- Report Updated: 6/02/2024REP-717 ASIC quarterly update: October to December 2021
- Report Updated: 6/02/2024REP-722 ASIC enforcement update July to December 2021
- Report Updated: 6/02/2024REP-725 ASIC quarterly update: January to March 2022
- Report Updated: 6/02/2024REP-753 ASIC enforcement and regulatory update: July to September 2022
- Report Updated: 6/02/2024REP-767 ASIC enforcement and regulatory update: April to June 2023
- Information sheet Updated: 23/01/2024INFO-052 Guidance for whistleblowers
- Regulatory guide Updated: 23/01/2024RG-270 Whistleblower policies
- Consultation Updated: 19/01/2024CS-006 Remaking managed investment scheme legislative instruments
- InstrumentSuperseded: 22/08/2024ASIC Corporations (Amendment and Repeal) Instrument 2024/229
- InstrumentSuperseded: 1/10/2024ASIC Corporations (Land Holding for Primary Production Schemes) Instrument 2024/15
- InstrumentSuperseded: 16/08/2024ASIC Corporations (Repeal) Instrument 2024/19
- InstrumentSuperseded: 4/07/2024ASIC Corporations (Repeal) Instrument 2024/148
- Instrument - notifiable instrumentsRegistered: 7/11/2023ASIC Corporations (OVHcloud Employee Share Scheme Disclosure) Instrument 2023/826
- Report Updated: 1/11/2023REP-686 Competition in funds management
- Regulatory guide Updated: 31/10/2023RG-134 Funds management: Constitutions
- Report Updated: 16/10/2023REP-773 Response to submissions on CP 365 Remaking ASIC class orders on takeovers, compulsory acquisitions and relevant interests
- Instrument - notifiable instrumentsRegistered: 10/10/2023ASIC Corporations (SPIE SA Employee Share Scheme Disclosure) Instrument 2023/761
- InstrumentRegistered: 27/09/2023ASIC Corporations (Changing the Responsible Entity) Instrument 2023/681
- InstrumentRegistered: 11/09/2023ASIC Corporations (Discretions for Setting the Issue Price and Withdrawal Price of Interests in Managed Investment Schemes) Instrument 2023/693
- InstrumentRegistered: 11/09/2023ASIC Corporations (Equality of Treatment Impacting on the Acquisition of Scheme Interests and CCIV Shares) Instrument 2023/697
- InstrumentRegistered: 31/08/2023ASIC Corporations (Financial Requirements for Responsible Entities, IDPS Operators and Corporate Directors of Retail CCIVs) Instrument 2023/647
- InstrumentRegistered: 31/08/2023ASIC Corporations (Financial Requirements for Custodial or Depository Service Providers) Instrument 2023/648
- InstrumentRegistered: 31/08/2023ASIC Corporations (Investor Directed Portfolio Services Provided Through a Registered Managed Investment Scheme) Instrument 2023/668
- InstrumentRegistered: 31/08/2023ASIC Corporations (Investor Directed Portfolio Services) Instrument 2023/669
- Regulatory guide Updated: 15/08/2023RG-032 Trustee companies common funds (withdrawn)
- Regulatory guide Updated: 15/08/2023RG-135 Managed investments: Transitional issues (withdrawn)
- Information sheet Updated: 3/07/2023INFO-153 How ASIC deals with reports of misconduct
- Information sheet Updated: 3/07/2023INFO-238 Whistleblower rights and protections
- Report Updated: 11/05/2023REP-764 ASIC enforcement and regulatory update: January to March 2023
- Report Updated: 10/05/2023REP-763 ASIC’s recent greenwashing interventions
- Instrument - notifiable instrumentsSuperseded: 30/11/2023ASIC Corporations (CG HoldCo Pty Ltd Employee Share Scheme Disclosure) Instrument 2023/354
- Report Updated: 3/05/2023REP-762 Design and distribution obligations: Investment products
- Information sheet Updated: 9/03/2023INFO-227 What can limited AFS licensees do?
- Information sheet Updated: 1/03/2023INFO-155 Shorter PDSs—Complying with requirements for superannuation products, simple managed investment schemes and simple sub-fund products
- Instrument - notifiable instrumentsRegistered: 1/03/2023ASIC Stapling Relief (Stara Venu CCIV) Instrument 2023/124
- Report Updated: 15/02/2023REP-757 ASIC enforcement and regulatory update: October to December 2022
- Consultation Updated: 1/02/2023CP-345 Litigation funding schemes: Guidance and relief
- InstrumentSuperseded: 17/11/2023ASIC Corporations (Amendment and Repeal) Instrument 2023/649
- InstrumentSuperseded: 17/11/2023ASIC Corporations (Amendment and Repeal) Instrument 2023/670
- InstrumentSuperseded: 8/12/2023ASIC Corporations (Amendment and Repeal) Instrument 2023/694
- InstrumentSuperseded: 21/06/2023ASIC Corporations (Amendment) Instrument 2023/160
- InstrumentSuperseded: 8/11/2023ASIC Corporations (Amendment) Instrument 2023/588
- InstrumentSuperseded: 26/03/2024ASIC Corporations (Amendment) Instrument 2023/876
- InstrumentSuperseded: 11/09/2023ASIC Corporations (Repeal) Instrument 2023/698
- InstrumentRegistered: 19/12/2022ASIC Corporations (Employee Share Schemes) Instrument 2022/1021
- Report Updated: 9/12/2022REP-750 Response to submissions on CP 356 ETP naming conventions: Updates to INFO 230
- Report Updated: 18/10/2022REP-737 Response to submissions on CP 350 Consumer remediation: Further consultation
- Regulatory guide Updated: 6/10/2022RG-259 Risk management systems of fund operators
- Consultation Updated: 30/09/2022CP-357 Remaking relief for business introduction services: ASIC Instrument 2017/186
- Consultation Updated: 27/09/2022CP-350 Consumer remediation: Further consultation
- Report Updated: 16/08/2022REP-733 ASIC enforcement and regulatory update: April to June 2022
- Report Updated: 11/08/2022REP-735 Retail investor research
- Regulatory guide Updated: 28/06/2022RG-274 Product design and distribution obligations
- Report Updated: 23/06/2022REP-728 Response to submissions on CP 360 Corporate collective investment vehicles: Preparing for the commencement of the new regime
- InstrumentRegistered: 14/06/2022ASIC Corporations (Shorter PDS and Delivery of Accessible Financial Products Disclosure by Platform Operators and Superannuation Trustees) Instrument 2022/497
- Instrument - notifiable instrumentsRegistered: 1/06/2022ASIC Corporations (Law Societies—Fidelity and Indemnity Schemes) Instrument 2022/435
- Instrument - notifiable instrumentsRegistered: 31/05/2022ASIC Corporations (Foreign Financial Services Provider—Queensland Fidelity and Indemnity Schemes) Instrument 2022/437
- InstrumentSuperseded: 26/10/2022ASIC Corporations (Amendment) Instrument 2022/264
- Report Updated: 10/03/2022REP-720 Response to submissions on CP 342 Proposed amendments to the ASIC market integrity rules and other ASIC-made rules
- InstrumentSuperseded: 23/11/2022ASIC Corporations (Amendment) Instrument 2022/623
- InstrumentSuperseded: 16/12/2022ASIC Corporations (Amendment) Instrument 2022/719
- InstrumentSuperseded: 8/03/2023ASIC Corporations (Amendment) Instrument 2022/0940
- InstrumentSuperseded: 30/03/2023ASIC Corporations and Credit (Amendment and Repeal) Instrument 2022/1032
- InstrumentSuperseded: 1/09/2023ASIC Corporations (Financial Requirements for Corporate Directors of Retail Corporate Collective Investment Vehicles) Instrument 2022/449
- Report Updated: 11/11/2021REP-705 Response to submissions on CP 343 Crypto-assets as underlying assets for ETPs and other investment products
- Report Updated: 3/11/2021REP-701 Response to submissions on CP 346 The hawking prohibition: Update to RG 38
- Report Updated: 24/09/2021REP-702 Competition in funds management
- InstrumentSuperseded: 15/04/2022ASIC Corporations (Amendment) Instrument 2021/292
- Report Updated: 16/04/2021REP-688 ASIC enforcement update July to December 2020
- Consultation Updated: 30/03/2021CP-263 Risk management systems of responsible entities: Further proposals
- Consultation Updated: 30/03/2021CP-264 Remaking ASIC class order on nominee and custody services and proposed changes to platforms policy
- Consultation Updated: 30/03/2021CP-270 Remaking ASIC class orders on registered schemes
- Report Updated: 30/03/2021REP-496 Response to submissions on CP 200 Managed discretionary accounts: Update to RG 179
- Report Updated: 30/03/2021REP-505 Response to submissions on CP 266 Remaking ASIC class orders on managed investment schemes: Not for money
- Report Updated: 30/03/2021REP-517 Response to submissions on CP 263 risk management systems of responsible entities: Further proposals
- Consultation Updated: 30/03/2021CP-273 Repealing ASIC class orders on holding client assets
- Report Updated: 30/03/2021REP-553 Overview of licensing and professional registration applications
- Report Updated: 30/03/2021REP-581 Review of ASIC Regulatory Guide 97: Disclosing fees and costs in PDSs and periodic statements
- Report Updated: 30/03/2021REP-582 Response to submissions on CP 296 Funds management
- Report Updated: 30/03/2021REP-585 ASIC enforcement outcomes: January to June 2018
- Consultation Updated: 30/03/2021CP-320 Remaking ASIC class order on changing scheme constitutions: [CO 09/552]
- Consultation Updated: 30/03/2021CP-308 Review of RG 97 Disclosing fees and costs in PDSs and periodic statements
- Report Updated: 30/03/2021REP-637 Response to submissions on CP 308 Review of Regulatory Guide 97
- Report Updated: 30/03/2021REP-638 Consumer testing of the fees and costs tools for superannuation and managed investment schemes
- Regulatory guide Updated: 30/03/2021RG-137 Constitution requirements for schemes registered before 1 October 2013
- Regulatory guide Updated: 30/03/2021RG-257 Testing fintech products and services without holding an AFS or credit licence (withdrawn)
- Report Updated: 30/03/2021REP-671 Licensing and professional registration activities: 2020 update
- Report Updated: 30/03/2021REP-674 Response to submissions on CP 325 Product design and distribution obligations
- InstrumentSuperseded: 24/06/2021ASIC Corporations (Amendment) Instrument 2021/116
- InstrumentSuperseded: 12/08/2021ASIC Corporations (Amendment) Instrument 2021/230
- InstrumentSuperseded: 2/09/2021ASIC Corporations (Amendment) Instrument 2021/299
- InstrumentSuperseded: 26/08/2021ASIC Corporations (Amendment) Instrument 2021/510
- InstrumentSuperseded: 1/09/2021ASIC Corporations (Amendment) Instrument 2021/550
- InstrumentSuperseded: 29/03/2022ASIC Corporations (Amendment) Instrument 2021/767
- InstrumentSuperseded: 29/03/2022ASIC Corporations (Amendment and Repeal) Instrument 2021/799
- InstrumentSuperseded: 12/08/2021ASIC Corporations (Amendment) Instrument 2020/1064
- InstrumentSuperseded: 12/08/2021ASIC Corporations (Amendment) Instrument 2020/1065
- InstrumentRegistered: 25/11/2020ASIC Corporations (Amendment) Instrument 2020/1080
- InstrumentRegistered: 27/08/2020ASIC Corporations (Hardship Withdrawals Relief) Instrument 2020/778
- Information sheet Updated: 26/08/2020INFO-249 Frozen funds – Information for responsible entities
- Report Updated: 23/06/2020REP-664 Overview of decisions on relief applications (October 2019 to March 2020)
- Regulatory guide Updated: 17/06/2020RG-272 Product intervention power
- Report Updated: 29/04/2020REP-660 ASIC enforcement update July to December 2019
- InstrumentRegistered: 10/03/2020ASIC Corporations (Foreign Financial Services Providers—Funds Management Financial Services) Instrument 2020/199
- InstrumentRegistered: 21/01/2020ASIC Corporations (Conditional Costs Schemes) Instrument 2020/38
- InstrumentSuperseded: 7/10/2020ASIC Corporations (Amendment) Instrument 2020/452
- InstrumentSuperseded: 16/12/2022ASIC Corporations (Litigation Funding Schemes) Instrument 2020/787
- InstrumentSuperseded: 5/05/2021ASIC Corporations (Amendment) Instrument 2020/1064
- InstrumentSuperseded: 14/05/2021ASIC Corporations (Amendment) Instrument 2020/1065
- Report Updated: 6/12/2019REP-642 Timeshare: Consumers’ experiences
- InstrumentRegistered: 12/09/2019ASIC Corporations (Changing Scheme and Retail CCIV Constitutions) Instrument 2019/700
- InstrumentRegistered: 1/02/2019ASIC Corporations (Asia Region Funds Passport) Instrument 2019/75
- InstrumentSuperseded: 17/09/2019ASIC Corporations (Amendment) Instrument 2019/514
- InstrumentSuperseded: 15/12/1019ASIC Corporations (Amendment) Instrument 2019/784
- InstrumentSuperseded: 15/11/2019ASIC Corporations (Amendment) Instrument 2019/900
- InstrumentSuperseded: 1/10/2029ASIC Corporations (Amendment and Repeal) Instrument 2019/548
- InstrumentSuperseded: 3/12/2019ASIC Corporations (Repeal) Instrument 2019/885
- InstrumentRegistered: 18/09/2018ASIC Corporations (Group Purchasing Bodies) Instrument 2018/751
- InstrumentRegistered: 3/07/2018ASIC (Fees—Complexity Criteria) Instrument 2018/578
- InstrumentRegistered: 6/03/2018ASIC Corporations (Share and Interest Sale Facilities) Instrument 2018/99
- InstrumentRegistered: 26/09/2017ASIC (Amendment, Repeal and Transitional) Instrument 2017/839
- InstrumentRegistered: 26/09/2017ASIC Corporations (Mortgage Investment Schemes) Instrument 2017/857
- InstrumentRegistered: 4/07/2017ASIC Corporations (Chapter 5C—Miscellaneous Provisions) Instrument 2017/125
- InstrumentRegistered: 30/03/2017ASIC Corporations (Repeal and Transitional) Instrument 2017/271
- InstrumentRegistered: 27/03/2017ASIC Corporations (Time-sharing Schemes) Instrument 2017/272
- InstrumentRegistered: 22/03/2017ASIC Corporations (Application Form Requirements) Instrument 2017/241
- InstrumentRegistered: 22/03/2017ASIC Corporations (Capital Reductions and Reconstructions—Technical Disclosure Relief) Instrument 2017/242
- InstrumentRegistered: 10/03/2017ASIC Corporations (Registered Schemes and CCIVs—Differential Fees) Instrument 2017/40
- InstrumentSuperseded: 5/10/2021ASIC Corporations (Securities and Managed Investment Scheme Hawking Relief) Instrument 2017/184
- InstrumentRegistered: 14/12/2016ASIC Corporations (ASX-listed Schemes On-market Buy-backs) Instrument 2016/1159
- InstrumentRegistered: 6/12/2016ASIC Corporations (Recognised Accountants: Exempt Services) Instrument 2016/1151
- InstrumentRegistered: 16/11/2016ASIC Corporations (Top-up Product Disclosure Statements Relief) Instrument 2016/1054
- InstrumentRegistered: 28/09/2016ASIC Corporations (School Enrolment Deposits) Instrument 2016/812
- InstrumentRegistered: 28/09/2016ASIC Corporations (Charitable Investment Fundraising) Instrument 2016/813
- InstrumentRegistered: 23/09/2016ASIC Corporations (Disclosure of Directors' Interests) Instrument 2016/881
- InstrumentRegistered: 23/09/2016ASIC Corporations (Serviced Apartment and Like Schemes) Instrument 2016/869
- InstrumentRegistered: 23/09/2016ASIC Corporations (Property Rental Schemes) Instrument 2016/870
- InstrumentRegistered: 26/08/2016ASIC Corporations (Horse Schemes) Instrument 2016/790
- InstrumentRegistered: 25/08/2016ASIC Corporations (Uncontactable Members) Instrument 2016/187
- InstrumentRegistered: 25/08/2016ASIC Corporations (Directors’ Report Relief) Instrument 2016/188
- InstrumentRegistered: 25/08/2016ASIC Corporations (Synchronisation of Financial Years) Instrument 2016/189
- InstrumentRegistered: 25/08/2016ASIC Corporations (Disclosing Entities) Instrument 2016/190
- InstrumentRegistered: 18/07/2016ASIC Corporations (Client money - Cash common funds) Instrument 2016/671
- InstrumentRegistered: 21/06/2016ASIC Corporations (Attribution Managed Investment Trusts) Instrument 2016/489
- Report Updated: 17/12/2015REP-463 Response to submissions on CP 238 Remaking ASIC class order on employee redundancy funds: [CO 02/314]
- InstrumentRegistered: 16/12/2015ASIC Corporations (Employee Redundancy Funds Relief) Instrument 2015/1150
- InstrumentRegistered: 14/12/2015ASIC Corporations (IDPS - Relevant Interests) Instrument 2015/1067
- InstrumentRegistered: 24/11/2015ASIC Corporations (Amendment and Repeal) Instrument 2015/876
- InstrumentRegistered: 30/09/2015ASIC Corporations (Stapled Group Reports) Instrument 2015/838
- InstrumentRegistered: 30/09/2015ASIC Corporations (Related Scheme Reports) Instrument 2015/839
- InstrumentRegistered: 30/09/2015ASIC Corporations (Non-Reporting Entities) Instrument 2015/841
- InstrumentRegistered: 30/09/2015ASIC Corporations (Post Balance Date Reporting) Instrument 2015/842
- InstrumentRegistered: 30/09/2015ASIC Corporations (Managed investment product consideration) Instrument 2015/847
- InstrumentRegistered: 16/09/2015ASIC Corporations (Avia Syndicate) Instrument 2015/825
- InstrumentRegistered: 27/05/2015ASIC Corporations (Externally-Administered Bodies) Instrument 2015/251
- Information sheet Updated: 20/10/2014INFO-179 Applying for a limited AFS licence
- Information sheet Updated: 20/10/2014INFO-064 Resignation and removal of auditors of registered scheme financial report or a compliance plan
- Regulatory guide Updated: 20/10/2014RG-088 Trustee and nominee companies (withdrawn)
- Regulatory guide Updated: 20/10/2014RG-130 Managed investments: Licensing (withdrawn)
- Information sheet Updated: 20/10/2014INFO-133 Shorter PDS regime -Superannuation managed investment schemes and margin lending
- Report Updated: 16/09/2014REP-408 Review of the implementation of RG 148: Platforms that are managed investment schemes
- Report Updated: 31/07/2014REP-402 ASIC enforcement outcomes: January to June 2014
- Report Updated: 7/01/2014REP-381 Response to submissions on CP 208 ASX Managed Funds Service: Relief from the application form requirement
- Report Updated: 21/11/2013REP-376 Response to submissions on CP 197: Holding scheme property and other assets
- Regulatory guide Updated: 15/11/2013RG-160 Time-sharing schemes
- Report Updated: 17/10/2013REP-373 Response to submissions on CP 196: Periodic statements for quoted and listed managed investment products and relief for AQUA products
- Consultation Updated: 23/07/2013CP-213 Greyhound racing and breeding syndicate schemes
- Report Updated: 28/06/2013REP-352 Response to submissions on CP 194: Financial requirements for custodial or depository service providers
- Report Updated: 28/06/2013REP-351 Response to submissions on CP 176 Review of ASIC policy on platforms: Update to RG 148
- Report Updated: 5/06/2013REP-347 Response to submissions on CP 188 Managed investments: Constitutions (Updates to RG 134)
- Consultation Updated: 30/05/2013CP-208 ASX Managed Funds Service: Relief from the application form requirement
- Consultation Updated: 20/05/2013CP-207 Charitable investment fundraisers
- Report Updated: 22/04/2013REP-338 Response to submissions on CP 185 Litigation schemes and proof of debt schemes: Managing conflicts of interest
- Consultation Updated: 21/03/2013CP-204 Risk management systems of responsible entities
- Consultation Updated: 8/03/2013CP-200 Managed discretionary accounts - Updates to RG 179
- Consultation Updated: 20/12/2012CP-197 Holding scheme property and other assets
- Consultation Updated: 17/12/2012CP-196 Periodic statements for quoted and listed managed investment products and relief for AQUA products
- Consultation Updated: 18/09/2012CP-188 Managed investments - Constitutions - Updates to RG 134
- Regulatory guide Updated: 29/06/2012RG-178 Foreign collective investment schemes
- Regulatory guide Updated: 18/06/2012RG-091 Horse breeding schemes and horse racing syndicates
- Regulatory guide Updated: 9/05/2012RG-045 Mortgage schemes: Improving disclosure for retail investors
- Regulatory guide Updated: 28/03/2012RG-046 Unlisted property schemes: Improving disclosure for retail investors
- Consultation Updated: 13/03/2012CP-176 Review of ASIC policy on platforms - Update to RG 148
- Consultation Updated: 23/02/2012CP-174 Hedge funds - Improving disclosure - Further consultation
- Regulatory guide Updated: 16/02/2012RG-233 Indirect self-acquisition: Relief for investment funds
- Regulatory guide Updated: 30/01/2012RG-232 Agribusiness managed investment schemes: Improving disclosure for retail investors
- Regulatory guide Updated: 24/01/2012RG-231 Infrastructure entities: Improving disclosure for retail investors
- Consultation Updated: 12/07/2011CP-163 Unlisted property schemes - Update to RG 46
- Consultation Updated: 24/02/2011CP-147 Hedge funds - Improving Disclosure for retail investors
- Consultation Updated: 6/10/2010CP-141 Mortgage schemes: Strengthening the disclosure benchmarks
- Consultation Updated: 8/04/2010CP-133 Agribusiness managed investment schemes: Improving disclosure for retail investors
- Regulatory guide Updated: 18/06/2009RG-189 Disclosure relief for rights issues
- Regulatory guide Updated: 1/08/2008RG-094 Unit pricing: Guide to good practice
- Consultation Updated: 8/07/2008CP-099 Mortgage schemes: Improving disclosure for retail investors
- Regulatory guide Updated: 18/03/2008RG-161 Share and interest sale facilities
- Regulatory guide Updated: 13/12/2007RG-101 Managed investment scheme buy-backs
- Regulatory guide Updated: 22/05/2007RG-080 Managed investment schemes: Interests not for money
- Regulatory guide Updated: 7/12/2006RG-067 Real estate companies
- Regulatory guide Updated: 20/12/2004RG-087 Charitable schemes and school enrolment deposits
- Regulatory guide Updated: 1/04/2004RG-116 Commentary on compliance plans: Agricultural industry schemes (withdrawn)
- Regulatory guide Updated: 1/04/2004RG-117 Commentary on compliance plans: Financial asset schemes (withdrawn)
- Regulatory guide Updated: 1/04/2004RG-118 Commentary on compliance plans: Contributory mortgage schemes (withdrawn)
- Regulatory guide Updated: 1/04/2004RG-119 Commentary on compliance plans: Pooled mortgage schemes (withdrawn)
- Regulatory guide Updated: 1/04/2004RG-120 Commentary on compliance plans: Property schemes (withdrawn)
- Regulatory guide Updated: 2/03/2000RG-144 Mortgage investment schemes
- Regulatory guide Updated: 21/01/2000RG-149 Nominee and custody services
- Regulatory guide Updated: 4/09/1998RG-127 Additional investments in managed investment schemes (withdrawn)
- Regulatory guide Updated: 8/07/1998RG-128 Collective action by investors
- Regulatory guide Updated: 10/04/1995RG-019 Film investment schemes (withdrawn)
- InstrumentRegistered: 2/12/1107ASIC Corporations (Managed Investment Schemes: Interests Not For Money) Instrument 2016/1107
- InstrumentRegistered: 10/11/1015ASIC Corporations (Division 3 Securities and Division 4 Financial Products) Instrument 2015/1030