Key points Financial advisers (known as relevant providers) who are not registered with ASIC before 16 February 2024 will need to cease providing ...

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to ...

Check against delivery My name is Alan Kirkland and I’m an ASIC Commissioner joining you from Sydney. I am joined by Nathan Bourne, the Senior ...

Key points ASIC has published a letter to market intermediary CEOs setting out its guidance regarding pre-hedging practices in Australia. ASIC is ...

Key points ASIC’s enforcement priorities in the superannuation sector in the coming year run along three key themes: member services failures; ...

Key points ASIC has published a summary document on Understanding and Responding to Identification Challenges for First Nations Consumers following ...

Key points ASIC Chair Joe Longo spoke at the UTS Human Technology Institute Shaping Our Future Symposium on the current and future state of AI ...

ASIC is implementing the Government’s amendments to the approved principles for the administration of the financial adviser exam that were registered ...

Key points: ASIC proposes to remake a number of class orders relating to managed investment schemes due to sunset on 1 April 2024. You are invited ...

Key points: ASIC records show that a significant number of financial advisers (known as relevant providers) are still not registered, despite a ...