Memoranda of understanding and other international agreements

Austria Finanzmarktaufsicht - AIFMD entities - MOU 2013
Belgium Financial Services and Markets Authority - AIFMD entities - MOU 2013
Brazil Commissao de Valores Mobiliarios MOU 1997
Bulgaria Financial Supervision Commission - AIFMD entities - MOU 2013
Canada

Quebec Autorité des Marchés Financiers, Ontario Securities Commission, Alberta Securities Commission and British Columbia Securities Commission MOU 2012
Alberta Securities Commission MOU 1996
British Columbia Securities Commission MOU 1996
Canadian Public Accountability Board statement of Protocol 2011
Ontario Securities Commission MOU 1995
Quebec: Commission des Valeurs Mobilieres du Quebec MOU 1996
Ontario Securities Commission Cooperation Agreement 2016

China China Securities Regulatory Commission MOU 1996
Cyprus Cyprus Securities and Exchange Commission MOU 2006
Cyprus Securities and Exchange Commission - AIFMD entities - MOU 2013
The Czech Republic Czech National Bank - AIFMD entities - MOU 2013
Denmark Finanstilsynet - AIFMD entities - MOU 2013
Estonia Estonian Financial Supervision Authority - AIFMD entities - MOU 2013
European Securities and Markets Authority European Securities and Markets Authority: Credit rating agency supervision - MOU 2011
European Securities and Markets Authority: Access to information on derivatives contracts held in EU trade repositories - MOU 2014
European Securities and Markets Authority: Central counterparty supervision - MOU 2014
Finland Finanssivalvonta- AIFMD entities - MOU 2013
France Autorité des Marchés Financiers MOU 2013
Autorité des Marchés Financiers - AIFMD entities - MOU 2013
Germany Bundesaufsichtsamt fur den Werpapierhandel MOU 1998
Bundesanstalt für Finanzdienstleistungsaufsicht - AIFMD entities - MOU 2013
Gibraltar Gibraltar Financial Services Commission - AIFMD entities - MOU 2014
Greece Hellenic Capital Market Commission - AIFMD entities - MOU 2013
Guernsey Guernsey Financial Services Commission: Mutual Assistance Agreement 1996
Hong Kong Hong Kong Securities and Futures Commission Cooperation Agreement 2017
  Hong Kong Securities and Futures Commission Declaration on Mutual Recognition 2008
Hong Kong Securities and Futures Commission (Cross Border Investment Management Activity) 2003
Hong Kong Securities and Futures Commission MOU 2001 (Annexure B amended 2013)
Hong Kong Securities and Futures Commission MOU 1993
Hungary Pénzügyi Szervezetek Állami Felügyelete - AIFMD entities - MOU 2013
Iceland Fjármálaeftirlitið - AIFMD entities - MOU 2013
Indonesia

Capital Market Supervisory Agency of Indonesia MOU 1997

Otoritas Jasa Keuangan (OJK) Cooperation Agreement 2017

IOSCO International Organisation of Securities Commissions MOU
Ireland Central Bank of Ireland - AIFMD entities - MOU 2013
Israel Israel Securities Authority MOU 2005
Isle of Man Isle of Man Financial Supervision Commission: Mutual Assistance Agreement 1996
Italy Commissione Nazionale per le Societa e la Borsa MOU 1998
Commissione Nazionale per le Società e la Borsa - AIFMD entities - MOU 2013
Japan

Financial Services Agency of Japan MOU 2004
Exchange of letters on Cooperation Framework 2017

States of Jersey States of Jersey Financial Services Department: Mutual Assistance Arrangement 1997
Kenya Capital Markets Authority Fintech Coorperation Agreement 2016
Korea Financial Services Commission of the Republic of Korea
Financial Supervisory Service of the Republic of Korea - MOU 2015
Latvia Finanšu un kapitāla tirgus komisija - AIFMD entities - MOU 2013
Liechtenstein Finanzmarktaufsicht - AIFMD entities - MOU 2013
Lithuania Bank of Lithuania - AIFMD entities - MOU 2013
Luxembourg Commission de Surveillance du Secteur Financier - AIFMD entities - MOU 2013
Commission de Surveillance du Secteur Financier - Supervision of regulated entities - MOU 2013
Malaysia Securities Commission of Malaysia MOU 1998
Malta Malta Financial Services Authority - AIFMD entities - MOU 2013
Netherlands The Netherlands Authority for Financial Markets MOU 2005
The Netherlands Authority for Financial Markets - AIFMD entities - MOU 2013
New Zealand New Zealand Financial Markets Authority MOU 2012
New Zealand Registrar of Companies MOU 2006
New Zealand Securities Commission MOU 2005
Norway Finanstilsynet - AIFMD entities - MOU 2013
Pakistan Securities and Exchange Commission of Pakistan MOU 2005
Papua New Guinea Securities Commission of Papua New Guinea MOU 1999
Poland Polish Financial Supervision Authority - AIFMD entities - MOU 2013
Portugal Comissão do Mercado de Valores Mobillarios of Portugal MOU 2001
Comissão do Mercado de Valores Mobiliários - AIFMD entities - MOU 2013
Romania Romanian National Securities Commission - AIFMD entities - MOU 2013
Singapore

The Monetary Authority of Singapore MOU 2000
The Monetary Authority of Singapore - Access to Information on Derivatives Contracts held in Trade Repositories - MOU 2014
Innovation Functions Agreement - 2016

Slovak Republic Národná banka Slovenska - AIFMD entities - MOU 2013
South Africa Financial Services Board of the Republic of South Africa MOU 1999
Spain Comisión Nacional del Mercado de Valores MOU 1999
Comisión Nacional del Mercado de Valores - AIFMD entities - MOU 2013
Sri Lanka Securities and Exchange Commission of Sri Lanka MOU 2002
Sweden Finansinspektionen - AIFMD entities - MOU 2013
Taiwan Securities and Futures Commission of Taiwan: Protocol on Information Sharing and Cooperation 2003
Thailand Office of the Securities and Exchange Commission of Thailand MOU 1997
Turkey Sermaye Piyasasi Kurulu MOU 2001
United Arab Emirates Dubai Financial Services Authority MOU 2006
Securities Commodities Authority MOU 2005
United Kingdom

Financial Services Authority MOU 2002
The Treasury Securities and Investments Board MOU 1992
Financial Conduct Authority - AIFMD entities - MOU 2013
Innovation Hubs Co-operation Agreement between Financial Conduct Authority and Australian Securities and Investments Commission

United States Commodity Futures Trading Commission - Supervision of cross-border regulated entities MOU 2014
Commodity Futures Trading Commission - clearing organisations MOU 2014
Financial Industry Regulatory Authority MOU 2010
Securities and Exchange Commission Mutual Recognition Framework Arrangement 2008
Securities and Exchange Commission Enhanced Enforcement MOU 2008
Securities and Exchange Commission Supervisory MOU 2008
US Public Company Accounting Oversight Board (PCAOB) - Statement of Protocol
Commodity Futures Trading Commission MOU 1994
Securities and Exchange Commission MOU 1993

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Last updated: 27/06/2017 12:36