RG 121 Doing financial services business in Australia

Issued 30 July 2013

This is a guide for people or companies from overseas who propose to conduct a financial services business in Australia.

It provides general guidance on the financial services regime in Australia, including:

  • when a person or company from outside Australia may be required to hold an Australian financial services (AFS) licence to carry on a financial services business in Australia
  • circumstances in which a person or company may be exempt from holding an AFS licence, and
  • some of the obligations associated with being an AFS licensee.

 Download RG 121 (PDF 354 KB)

 

Last updated: 30/07/2013 12:00