CP 215 Assessment and approval of training courses for financial product advisers: Update to RG 146

Released 19 August 2013. Comments closed 30 September 2013.

Download CP 215 (PDF 212 KB) | Read the media release

In 2013 we released two consultation papers proposing updates to Regulatory Guide 146 Licensing: training of financial product advisers (RG 146):

• Consultation Paper 212 Licensing: Training of financial product advisers: Updates to RG 146 (CP 212) on 24 June 2013, and
• Consultation Paper 215 Assessment and approval of training courses for financial product advisers: Update to RG 146 on 19 August 2013.

The consultation period for both papers closed on 30 September.

We received submissions to each CP and some which addressed both.

Non-confidential submissions appear on this page according to the consultation they responded to:

• submissions to CP 215
• submissions to both CP 212 and CP 215

 

	Submissions to CP 215
1	Association of Financial Advisers (PDF 172 KB)
2	Australian Institute of Superannuation Trustees (PDF 211 KB)
3	CPA Australia and the Institute of Chartered Accountants Australia (PDF 173 KB)
4	DomaCom (PDF 120 KB)
5	Financial Education Professionals (PDF 516 KB)
6	Financial Services Council (305 KB)
7	FINSIA (PDF 173 KB)
8	IG Markets (PDF 700 KB)
9	KAPLAN (PDF 279 KB)
10	National Insurance Brokers Assocation (PDF 245 KB)
11	Pajeska Group (PDF 208 KB)

 

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	Submissions to both CP 212 and CP 215
1	Australian Bankers Association (PDF 128 KB)
2	CFA Societies of Australia (PDF 441 KB)
3	Financial Planning Academics Forum (PDF 119 KB)
4	Financial Planning Association of Australia (PDF 1,256 KB)
5	Lee, Adrian and Taggert, John (PDF 24 KB)
6	Self-managed Superannuation Funds Professionals' Association of Australia (PDF 278 KB)
7	Stockbrokers Association of Australia (PDF 338 KB)
8	Sydney TAFE (PDF 184 KB)
9	Westpac Group (PDF 620 KB)

 

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