CP 212 Licensing: Training of financial product advisers – Updates to RG 146

Released 24 June 2013. Comments closed 30 September 2013.

Download CP 212 (PDF 632 KB) | Read the media release

In 2013 we released two consultation papers proposing updates to Regulatory Guide 146 Licensing: training of financial product advisers (RG 146):

• Consultation Paper 212 Licensing: Training of financial product advisers – Updates to RG 146 on 24 June 2013, and
• Consultation Paper 215 Assessment and approval of training courses for financial product advisers: Update to RG 146 (CP 215) on 19 August 2013.

The consultation period for both papers closed on 30 September.

We received submissions to each CP and some which addressed both.

Non-confidential submissions appear on this page according to the consultation they responded to:

• submissions to CP 215
• submissions to both CP 212 and CP 215

 

	Submissions to CP 215
1	Association of Financial Advisers (PDF 172 KB)
2	Australian Institute of Superannuation Trustees (PDF 211 KB)
3	CPA Australia and the Institute of Chartered Accountants Australia (PDF 173 KB)
4	DomaCom (PDF 120 KB)
5	Financial Education Professionals (PDF 516 KB)
6	Financial Services Council (305 KB)
7	FINSIA (PDF 173 KB)
8	IG Markets (PDF 700 KB)
9	KAPLAN (PDF 279 KB)
10	National Insurance Brokers Assocation (PDF 245 KB)
11	Pajeska Group (PDF 208 KB)

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	Submissions to both CP 212 and CP 215
1	Australian Bankers Association (PDF 128 KB)
2	CFA Societies of Australia (PDF 441 KB)
3	Financial Planning Academics Forum (PDF 119 KB)
4	Financial Planning Association of Australia (PDF 1,256 KB)
5	Lee, Adrian and Taggert, John (PDF 24 KB)
6	Self-managed Superannuation Funds Professionals' Association of Australia (PDF 278 KB)
7	Stockbrokers Association of Australia (PDF 338 KB)
8	Sydney TAFE (PDF 184 KB)
9	Westpac Group (PDF 620 KB)

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