Class orders (1998-2014)
This page lists all class orders issued by ASIC from 1998-2014 that are currently in operation, available for download from www.legislation.gov.au. For information about class orders issued in 2014 that have been revoked, repealed or have expired see the superseded legislative instruments page.
You can also search our regulatory index for class orders by topic.
See also
Class orders (2014)
| Class order number |
Title | Commencement date |
Subject |
|---|---|---|---|
| [CO 14/41] | Extension of transitional credit hardship provisions | 02/03/2014 | Credit |
| [CO 14/784] | Approval of auditing standard (see transitional provisions and 2016/474) |
Repealed 09/07/2016 |
Auditors Financial reporting |
| [CO 14/827] | Offers of CHESS Depository Interests | 13/10/2014 |
Fundraising Financial markets |
| [14/0911] | Class exemption to the officers of DTCC Data Repository (Singapore) Pte Ltd from Rule 2.1.1 of the ASIC Derivative Trade Repository Rules 2013 | 18/09/2014 | Financial markets |
| [CO 14/923] | Record-keeping obligations for Australian financial services licensees when giving personal advice | 18/09/2014 | Financial services |
| [CO 14/978] | Employee incentive schemes: Personal offers | 30/10/2014 |
Companies Fundraising Financial services Managed investment schemes |
| [CO 14/1000] | Employee incentive schemes: Listed bodies | 30/10/2014 |
Companies Fundraising Financial services Managed investment schemes |
| [CO 14/1001] | Employee incentive schemes: Unlisted bodies | 30/10/2014 |
Companies Fundraising Financial services Managed investment schemes |
| [CO 14/1262] | Relief for 31 day notice term deposits | 22/12/2014 |
Financial services Banking |
| [CO 14/1276] | Repeal of Class Order [SCO 10/321] | 19/12/2014 |
Companies Fundraising |
Class orders (2013)
There are no 2013 class orders in operation.
Class orders (2012)
There are no 2012 class orders in operation.
Class orders (2011)
There are no 2011 class orders in operation.
Class orders (2010)
There are no 2010 class orders in operation.
Class orders (2009)
There are no 2009 class orders in operation.
Class orders (2008)
There are no 2008 class orders in operation
Class orders (2007)
There are no 2007 class orders in operation.
Class orders (2006)
There are no 2006 class orders in operation.Class orders (2005)
There are no 2005 class orders in operation.
Class orders (2004)
| Class order number |
Title | Commencement date | Subject |
|---|---|---|---|
| [CO 04/193] (PDF) | Sydney Futures Exchange Limited: operation of managed discretionary accounts by associate participants — amendment | 11/03/2004 | Financial services |
| [CO 04/291] (PDF) | CHESS Depositary Nominees — FSG relief in relation to CHESS Depositary Interests (CDIs) | 11/03/2004 | Financial services |
| [CO 04/362] | Investments in unregistered managed investment schemes — amendment | 26/03/2004 | Managed investment schemes |
| [CO 04/443] (PDF) | Licensing relief for offshore participants in the market operated by Eurex Frankfurt AG | 27/04/2004 | Financial markets |
| [CO 04/444] | Licensing relief for offshore participants in the market operated by Chicago Mercantile Exchange Inc. | 27/04/2004 | Financial markets |
| [CO 04/827] (PDF) | Relief to permit a combined Financial Services Guide and Product Disclosure Statement — revocation | 22/06/2004 | Financial services |
| [CO 04/955] (PDF) | Law societies: statutory deposit accounts and public purpose funds — amendment | 10/08/2004 | Financial services |
| [CO 04/1176] (PDF) | Dollar disclosure — transitional relief | 06/10/2004 | Financial services |
| [CO 04/1204] (PDF) | Time-sharing schemes — extension of time until 30 June 2005 to belong to an ASIC approved Industry Supervisory Body | 30/9/2004 | Managed investment schemes |
| [CO 04/1550] (PDF) | Participating property syndicates — amendment | 21/12/2004 | Managed investment schemes |
| [CO 04/1552] | Investments in unregistered schemes — amendment | 14/12/2004 | Managed investment schemes |
| [CO 04/1572] (PDF) | Secondary Services: Financial Services Guide relief for experts | 22/12/2004 | Financial services |
| [CO 04/1573] (PDF) | Secondary Services: Financial Services Guide relief for arrangers acting under an intermediary authorisation | 22/12/2004 | Financial services |
| [CO 04/1624] | Wholly-owned entities — amendment | 23/12/2004 | Financial reporting |
Class orders (2003)
|
Class order number |
Title |
Commencement date |
Subject |
|---|---|---|---|
|
Licensing relief for financial services offered because of Regulation 7.1.33C(1) |
08/04/2003 |
Financial services | |
|
FSR Act transition — regulated activities — deposit products and insurance products |
25/07/2003 |
Financial services Insurance |
|
|
Pooled development funds: Licensing exemptions for dealing in, and general advice on, own securities |
12/08/2003 |
Financial services Financial advice |
|
|
Employee share schemes — amendment |
30/09/2003 |
Companies Financial services Fundraising Managed investment schemes |
|
|
Sydney Futures Exchange — extension of the definition of "member" of a futures organisation |
12/11/2003 |
Financial markets |
Class orders (2002)
| Class order number | Title | Commencement date | Subject |
|---|---|---|---|
| [CO 02/285] (PDF) | Sydney Futures Exchange — business rules — revocation | 11/03/2002 | Financial markets |
| [CO 02/318] (PDF) | The Society of Lloyd’s | 11/03/2002 |
Financial services Managed investment schemes Fundraising |
| [CO 02/434] (PDF) | FSR Act transition — regulated activities and securities | 11/04/2002 | Financial services |
| [CO 02/435] (PDF) | FSR Act transition — regulated activities and insurance brokers | 11/04/2002 |
Financial services Insurance |
| [CO 02/436] (PDF) | Old Corporations Act and responsible entities — certain named schemes | 11/04/2002 | Managed investment schemes |
| [CO 02/679] (PDF) | SFE Corporation: managed discretionary accounts — variation | 28/06/2002 | Managed investment schemes |
| [CO 02/734] (PDF) | FSR Act transition — insurance broker registrations | 28/06/2002 |
Financial services Insurance |
| [CO 02/735] (PDF) | Participating property syndicates — amendment | 16/07/2002 | Managed investment schemes |
| [CO 02/779] (PDF) | Responsible entities holding futures brokers licences under s1142 (as in force on 10 March 2002) | 12/07/2002 | Managed investment schemes |
| [CO 02/1013] (PDF) | Sydney Futures Exchange Limited — associate participants | 01/10/2002 | Financial markets |
| [CO 02/1071] (PDF) | Clarification of Corporations Regulation 10.2.74 | 09/10/2002 | Financial services |
| [CO 02/1084] (PDF) | Australian financial services (AFS) licence numbers in prospectuses | 09/10/2002 |
Financial services Fundraising |
| [CO 02/1298] (PDF) | Clarification of Corporations Regulation 10.2.74 — amendment | 22/11/2002 | Financial services |
| [CO 02/1399] (PDF) | Operators of IDPS-like managed investment schemes — variation of old law licence | 20/12/2002 | Managed investment schemes |
Class orders (2001)
| Class order number |
Title | Commencement date | Subject |
|---|---|---|---|
| [CO 01/56] (PDF) | Friendly societies — risk product disclosure | 29/01/2001 | Financial services |
| [CO 01/177] (PDF) | Transitional relief from fundraising and debenture provisions: pastoral companies and subsidiaries of banks and life companies — amendment of Class Order [CO 00/170] | 07/03/2001 |
Fundraising Insurance Banking |
Class orders (2000)
| Class order number |
Title | Commencement date | Subject |
|---|---|---|---|
| [CO 00/170] (PDF) | Transitional relief from fundraising and debenture provisions: pastoral companies and subsidiaries of banks and life companies | 13/03/2000 |
Fundraising Insurance Banking |
Class orders (1999)
| Class order number |
Title | Commencement date | Subject |
|---|---|---|---|
| [CO 99/840] (PDF) | Transitional relief and quorum requirements | 06/08/1999 | Managed investment schemes |
Class orders (1998)
No 1998 class orders are currently available for download from the ASIC website.
For class orders issued in 1998:
- copies of class orders are available for download from www.legislation.gov.au
- try our regulatory index - an index of our regulatory documents and class orders
- for one-off copies, contact ASIC's Infoline on 1300 300 630 or make an enquiry at www.asic.gov.au/question, or
- see the ASIC Gazette on this website or in libraries participating in the Commonwealth Library Deposit and Free Issue Schemes.