Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 260 - RG 269

RG 250 - RG 259

RG 240 RG - 249

RG 230 RG - 239

RG 220 RG - 229

RG 210 RG - 219

RG 200 RG - 209

RG 190 RG - 199

RG 180 RG - 189

RG 170 RG - 179

RG 160 RG - 169

RG 149 RG - 159

RG 139 RG - 148

RG 129 RG - 138

RG 116 RG - 128

RG 104 RG - 115

RG 94 RG - 103

RG 83 RG - 93

RG 73 RG - 82

RG 63 RG - 72

RG 53 RG - 62

RG 43 RG - 52

RG 33 RG - 42

RG 23 RG - 32

RG 13 RG - 22

RG 3 RG - 12

RG 1 - RG 2

Regulatory guides by topic

Companies

Business names

Financial services

Managed investment schemes

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00