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24 October 2024 - NEWS ITEM
ASIC updates guidance for auditors following extension to financial reporting and audit obligations

ASIC has today released updated regulatory guidance for the resignation, removal and replacement of auditors. The updates to Regulatory Guide 26 ...

24 October 2024 - SPEECH
ASIC 2024 Update

KEY POINTS Improving consumer outcomes in relation to financial products and services is a priority for ASIC. We will continue to focus on ...

23 October 2024 - NEWS ITEM
Save the date: ASIC to host webinar on assessing financial adviser qualifications

ASIC will host a webinar in November to provide practical guidance to Australian financial services (AFS) licensees and financial advisers (relevant ...

22 October 2024 - NEWS ITEM
ASIC warns small businesses to be on high alert for scams

ASIC is urging small businesses to be on high alert as false billing, investment, and remote access scams cause significant financial losses in an ...

21 October 2024 - NEWS ITEM
ASIC proposes updates to RG 51 Applications for relief and RG 108 No-action letters

ASIC is seeking industry feedback on proposed updates to Regulatory Guide 51 Applications for relief (RG 51) and Regulatory Guide 108 No-action ...

21 October 2024 - NEWS ITEM
Changes to OTC derivative transaction reporting are now in effect

Commencing today, the ASIC Derivative Transaction Rules (Reporting) 2024 (2024 Reporting Rules) replace the ASIC Derivative Transaction Rules ...

16 October 2024 - SPEECH
The expectation gap: Remarks to the Insurance Council of Australia 2024 Annual Conference

Key points Improving consumer outcomes is a key strategic priority for ASIC. We are focused on improving insurers’ claims handling, dispute ...

15 October 2024 - NEWS ITEM
Investor alert: Reports of stolen shares due to identity theft on the rise

ASIC is warning investors to be on high alert following a significant increase in reports of stolen shares since August 2024 from people who have had ...

11 October 2024 - NEWS ITEM
ASIC issues 2023-24 update on licensing and professional registration activities

ASIC has provided an update on its licensing and professional registration activities to assist current and prospective Australian financial services ...

3 October 2024 - NEWS ITEM
ASIC publishes updated regulatory guidance for registered liquidators

ASIC has today released its updated regulatory guidance for individuals who are or wish to become registered liquidators. The guidance was updated to ...

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Last updated: 10/08/2024 11:24