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823 results found
25 September 2023 - NEWS ITEM
ASIC calls on licensees to strengthen remediation procedures

ASIC is calling on Australian financial services and credit licensees (licensees) to ensure they remediate affected customers quickly and fairly, in ...

20 September 2023 - NEWS ITEM
ASIC extends date for financial adviser registration requirement

Key points ASIC is extending the date by which financial advisers must be registered to 1 February 2024. After the Treasury Laws Amendment (2023 ...

18 September 2023 - SPEECH
Marconi’s illusion: What a 120-year-old magician’s trick can teach us about cyber preparedness

Key points Organisations must take an active approach to evaluating and managing third-party cyber risk. For all boards, cyber security and cyber ...

15 September 2023 - NEWS ITEM
Full program released: Explore the ASIC Annual Forum 2023

Key points: Explore the full program and speaker line-up for the ASIC Annual Forum, 21–22 November 2023. Discounted early bird pricing is available ...

15 September 2023 - NEWS ITEM
ASIC releases August 2023 financial adviser exam results

ASIC has released exam results from the 22nd Financial Advisers Exam cycle, held in August 2023. The exam has been continuously conducted by the ...

5 September 2023 - NEWS ITEM
ASIC proposes to extend electronic precontractual disclosure legislative instrument

Key points ASIC proposes to extend the operation of ASIC Credit (Electronic Precontractual Disclosure) Instrument 2020/835 for a temporary period ...

5 September 2023 - NEWS ITEM
ASIC proposes to remake financial reporting legislative instrument

Key points ASIC proposes to remake ASIC Class Order [CO 13/1050] Financial reporting by stapled entities. You are invited to provide feedback on ...

18 August 2023 - NEWS ITEM
ASIC announces executive appointments

The Australian Securities and Investments Commission (ASIC) today confirms several executive changes within its senior leadership team. Markets Group ...

17 August 2023 - NEWS ITEM
ASIC acknowledges ASX’s release of the CHESS Program External Review Special Report and Audit Report

Today, ASX released the Special Report and the Audit Report in response to recommendations and findings identified in the CHESS Replacement Program ...

8 August 2023 - SPEECH
Maintaining a strong focus on enforcing the law

Key points ASIC’s enforcement priorities for 2023 include greenwashing, targeting the poor design and distribution of financial products, pricing ...

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Last updated: 04/07/2023 01:14