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11 October 2024 - NEWS ITEM
ASIC issues 2023-24 update on licensing and professional registration activities

ASIC has provided an update on its licensing and professional registration activities to assist current and prospective Australian financial services ...

3 October 2024 - NEWS ITEM
ASIC publishes updated regulatory guidance for registered liquidators

ASIC has today released its updated regulatory guidance for individuals who are or wish to become registered liquidators. The guidance was updated to ...

30 September 2024 - NEWS ITEM
ASIC extends relief for employee redundancy funds

ASIC has extended existing relief granted to operators and promoters of employee redundancy funds from the AFS licensing and managed investment ...

30 September 2024 - NEWS ITEM
ASIC updates guidance for participants in the carbon market following Safeguard Mechanism reforms

ASIC has today released its updated regulatory guidance for carbon market participants in Regulatory Guide 236 Do I need an AFS licence to ...

26 September 2024 - NEWS ITEM
ASIC to allow instrument for primary production managed investment schemes to expire

Specific requirements relating to land used in primary production managed investment schemes under ASIC Corporations (Land Holding for Primary ...

26 September 2024 - NEWS ITEM
ASIC extends Consultation Agreement with Financial Markets Standards Board

ASIC today announced the two-year extension of its Consultation Agreement (Agreement) with the Financial Markets Standards Board (FMSB) to 25 ...

26 September 2024 - NEWS ITEM
ASIC Annual Forum 2024: Speakers and sessions announced

Key points: Speakers and sessions have been announced for the ASIC Annual Forum, 14–15 November 2024. Discounted early bird tickets are available ...

24 September 2024 - NEWS ITEM
ASIC extends reportable situations relief and personal advice record keeping requirements

Key points ASIC currently modifies Commonwealth legislation to provide relief from reporting requirements for the reportable situations regime, and ...

20 September 2024 - ARTICLE
ASIC action to disqualify company directors

By Claire LaBouchardiere, Senior Executive Leader, Companies and Small Business ASIC is aware that director misconduct most often impacts on small ...

20 September 2024 - NEWS ITEM
ASIC reissues Regulatory Guide 121 on doing financial services business in Australia

Key points ASIC has reissued Regulatory Guide 121 Doing financial services business in Australia (RG 121) to reflect changes to the law and ...

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Last updated: 10/08/2024 11:24