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22 September 2021 - NEWS ITEM
New information about the Financial Advisers Exam for advisers practising prior to 1 January 2019

22 September 2021 ASIC has provided new information for financial advisers, who practised before 1 January 2019, on their obligation to pass the ...

21 September 2021 - SPEECH
The regulator’s perspective

Speech by ASIC Chair Joseph Longo at the AFA Hybrid Conference 2021, hosted by the Association of Financial Advisers, Tuesday 21 September 2021. ...

16 September 2021 - NEWS ITEM
What the financial advice industry needs to know about the design and distribution obligations

16 September 2021 ASIC has released additional information for advice licensees and financial advisers who are authorised representatives to help ...

10 September 2021 - SPEECH
Inquiry into the implications of common ownership and capital concentration in Australia - Opening Statement

Opening statement by ASIC Commissioner Cathie Armour at the House of Representatives Standing Committee on Economics, 10 September 2021, Parliament ...

10 September 2021 - SPEECH
House of Representatives Standing Committee on Economics - Opening statement - 10 September 2021

Opening statement by ASIC Chair Joe Longo at the House of Representatives Standing Committee on Economics, 10 September 2021, Parliament House, ...

6 September 2021 - ARTICLE
Monitoring for scams and protecting your brand

How your company monitors for scams and responds to them is crucial to limiting potential damage to your customers, your brand and your reputation, ...

1 September 2021 - NEWS ITEM
‘Don’t believe the hype’: Common tactics to get you to invest in shares

1 September 2021 Investing in shares can be a rewarding experience and can help you grow your wealth. However, it involves risk and there are certain ...

27 August 2021 - SPEECH
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 27 August 2021

Opening statement by ASIC Chair, Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, 27 August 2021, Parliament ...

25 August 2021 - SPEECH
The 4Cs of risky business

Keynote address by ASIC Deputy Chair Karen Chester at Risk Australia 2021, Wednesday 25 August 2021. Check against delivery Introduction Thank you ...

18 August 2021 - NEWS ITEM
Warning: Trading crypto-asset related financial products through unlicensed entities

18 August 2021 ASIC urges Australians to be wary of investing in crypto-asset related financial products, such as options and futures, through ...

Last updated: 30/03/2021 09:22