Public submissions

This page contains ASIC’s submissions to Parliamentary inquiries, Treasury consultations and draft legislation over the last two years.

2024 Submissions

ASIC Parliamentary submissions

Committee

Inquiry

Date

Submission

Topic

Standing Committee on Economics

Inquiry into Wealth Management Companies

November

202411 Submission (no.3) Wealth Management Companies (PDF)

Financial services

Parliamentary Joint Committee on Corporations and Financial Services

Oversight of ASIC, the Takeovers Panel and the Corporations Legislation

October

202410 Submission (no.15) Oversight of ASIC, the Takeovers Panel and the Corporations Legislation (PDF)

Enforcement

Parliamentary Joint Committee on Law Enforcement

Inquiry into the capability of law enforcement to respond to money laundering and financial crime

August

202408 Submission (no.13) - Capability of law enforcement to respond to money laundering and financial crime (PDF)

Enforcement

Parliamentary Joint Committee on Corporations and Financial Services

Inquiry into the financial services regulatory framework in relation to financial abuse

June

202406 Submission (no.48) - Financial services regulatory framework in relation to financial abuse (PDF)

Financial abuse

Senate Economics References Committee

Inquiry into Australian Securities and Investments Commission investigation and enforcement

June

202406 Supplementary submission (no.1-6) ASIC's investigation and enforcement (PDF)

Enforcement

Parliamentary Joint Committee on Corporations and Financial Services

Inquiry into wholesale investor and wholesale client tests

May

202405 Submission (no.62) - Wholesale investor and wholesale client tests (PDF)

Consumer

Select Committee on Adopting Artificial Intelligence

Inquiry into the uptake of AI technologies in Australia

May

202405 Submission (no.67) - Uptake of AI technologies in Australia (PDF)

Artificial Intelligence

Senate Economics References Committee Inquiry into Australian Securities and Investments Commission investigation and enforcement

April

202404 Supplementary submission (no.1-5) - ASIC's investigation and enforcement (PDF)

Enforcement

Parliamentary Joint Committee on Corporations and Financial Services Oversight of ASIC, the Takeovers Panel and the Corporations Legislation (ASIC’s approach to enforcement)   202404 Submission (no.14) - Oversight of ASIC, the Takeovers Panel and Corporations Legislation (PDF)

Enforcement

Senate Economics Legislation Committee  Inquiry into the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Bill 2024

April

202404 Submission (no.2) - TLAB 2024 - FMI and other measures (PDF)

Financial Market Infrastructure

Joint Committee of Public Accounts and Audit Inquiry into Commonwealth Financial Statements 2022-23

March

202403 Submission (no.2) Commonwealth Financial Statements 2022-23 (PDF)

Governance and Accountability

Standing Committee on Economics Inquiry into insurers' responses to 2022 major flood claims March 202403 Supplementary submission (no.35-1) - Insurers' response to 2022 major flood claims (PDF) Insurance
Parliamentary Joint Committee on Law Enforcement Inquiry into the capability of law enforcement to respond to cybercrime March 202403 Supplementary submission (no.36) - Capability of law enforcement to respond to cybercrime (Response to IFW Global) (PDF) Cyber
Joint Committee of Public Accounts and Audit Inquiry into probity and ethics in the Australian Public Sector March 202403 Supplementary submission (no.3-1) - Probity and ethics in the APS (PDF) Governance and Accountability
Senate Economics References Committee Improving consumer experiences, choice, and outcomes in Australia’s retirement system February 202402 Submission (no.28) - Improving consumer experiences, choice, and outcomes in Australia's retirement system (PDF) Superannuation and retirement
Senate Standing Committees on Legal and Constitutional Affairs Attorney-General’s Portfolio Miscellaneous Measures Bill 2023 January 202401 Submission (no.7) Miscellaneous Measures Bill 2023 (PDF) Enforcement

Treasury consultation submissions

Committee

Inquiry

Date

Submission

Topic

 Treasury Scams – mandatory industry codes February 202402 - Submission to Treasury - Scams mandatory industry codes (PDF) Scams
 Treasury Climate-related financial disclosure: exposure draft legislation  February 202402 - Submission to Treasury - Climate-related financial disclosure (PDF) Sustainability reporting

2023 submissions

ASIC Parliamentary submissions

 

Committee

Inquiry

Date

Submission

Topic

Senate Economics References Committee Inquiry into Australian Securities and Investments Commission investigation and enforcement December 202312 Supplementary submission (no.1-4) - ASIC's investigation and enforcement (PDF) Enforcement
Standing Committee on Economics Inquiry into insurers' responses to 2022 major flood claims December 202312 Submission (no.35) - Insurers' response to 2022 major flood claims (PDF) Insurance
Parliamentary Joint Committee on Law Enforcement Inquiry into the capability of law enforcement to respond to cybercrime December 202312 Submission (no.13) - Capability of law enforcement to respond to cybercrime (PDF) Cyber
Parliamentary Joint Committee on Corporations and Financial Services  Inquiry into Ethics and Professional Accountability: Structural Challenges in the Audit, Assurance and Consultancy Industry  September 202309 Submission (no.49) - Structural Challenges in the Audit, Assurance and Consultancy Industry (PDF) Governance and accountability
Senate Economics References Committee Inquiry into Australian Securities and Investments Commission investigation and enforcement September 202309 Supplementary submission (no.1-3) - ASIC's investigation and enforcement (PDF) Enforcement
Parliamentary Joint Committee on Corporations and Financial Services Oversight of ASIC, the Takeovers Panel and the Corporations Legislation September 202309 Supplementary submission (no.7-1) Oversight of ASIC-CHESS Replacement Project-Response to Cboe Aus (PDF) Market operators
Joint Committee of Public Accounts and Audit  Inquiry into probity and ethics in the Australian Public Sector  August 202308 Submission (no.3) - Probity and ethics in the APS (PDF) Governance and accountability
Senate Economics References Committee Inquiry into Australian Securities and Investments Commission investigation and enforcement August 202308 Supplementary submission (no.1-2) - ASIC's investigation and enforcement (PDF) Enforcement
Senate Economics References Committee Inquiry into Australian Securities and Investments Commission investigation and enforcement June 202306 Supplementary submission (no.1-1) ASIC's investigation and enforcement (PDF) Enforcement
Senate References Committee on Environment and Communications  Inquiry into greenwashing June 202306 Submission (no.21) - Greenwashing (PDF) Greenwashing
Parliamentary Joint Committee on Corporations and Financial Services  Oversight of ASIC, the Takeovers Panel and the Corporations Legislation  May 202305 Submission (no.7) - Oversight of ASIC-CHESS Replacement Project (PDF) Market operators
Senate Standing Committee on Rural and Regional Affairs and Transport  Inquiry into Bank Closures in regional Australia  April 202304 Submission (no.542) Bank closures in regional Australia (PDF) Other
Senate Economics References Committee Inquiry into Australian Securities and Investments Commission investigation and enforcement  February 202302 Submission (no.1) - ASIC's investigation and enforcement (PDF) Enforcement

Treasury consultation submissions

Committee

Inquiry

Date

Submission

Topic

Treasury Unfair Trading Practices September 202309 - Submission to Treasury - Unfair Trading Practices (PDF) Unfair trading

Other submissions

Committee

Inquiry

Date

Submission

Topic

DCCEEW Climate Active Program Direction Consultation 2023 December 202312 Submission to DCCEEW - Climate Active Program Direction Consultation (PDF) Climate Active Program
Last updated: 03/12/2024 04:57