Training of financial product advisers

 Regulatory guides

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ASIC Training Register - under review

The ASIC Training Register has been placed under review. The register content will be maintained and valid up to 24 September 2012. After that date, you will need to contact individual training providers directly to get information about the courses they provide. The review will enable ASIC to explore options pending final policy positions flowing from Consultation Paper 153 Licensing: Assessment and professional development framework for financial advisers (CP 153) and the Future of Financial Advice reforms.

Course providers will not be required to register their RG 146 courses.

More about the Training Register

What's new

Guidance on code of ethics compliance schemes for financial advisers

ASIC has released guidance on its proposed approach to approving and overseeing compliance schemes for financial advisers. 18-290MR. 28 September

ASIC review finds unacceptable delays by financial institutions in reporting, addressing and remediating significant breaches

ASIC has identified serious, unacceptable delays in the time taken to identify, report and correct significant breaches of the law among Australia's most important financial institutions.  18-284MR. 25 September.

Financial firms must join AFCA now

ASIC warns all Australian financial services licensees, Australian credit licensees, authorised credit representatives and superannuation trustees that they must join the Australian Financial Complaints Authority (AFCA) now if they have not already done so. 18-275MR. 20 September

More financial services releases

ASIC industry funding

Last updated: 21/09/2012 12:00