RG 104 AFS licensing: Meeting the general obligations

Issued 1 April 2020

This is a guide for AFS licensees and licence applicants.

This guide describes what we look for when we assess compliance with most of the general obligations under s912A(1) of the Corporations Act.

The general obligations not covered in this guide are covered in separate guides: see Table 1 in Section A.

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Last updated: 20/07/2021 12:00