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- Consultation Updated: 9/07/2025CS-023 Proposals to continue to facilitate digital disclosure
- Consultation Updated: 9/07/2025CS-022 Proposed update to ASIC’s guidance on Product Disclosure Statements
- Information sheet Updated: 20/06/2025INFO-274 Tips for giving self-managed superannuation fund advice
- Information sheet Updated: 20/06/2025INFO-042 Insolvency for directors
- Regulatory guide Updated: 18/06/2025RG-001 Applying for and varying an AFS licence
- Information sheet Updated: 16/06/2025INFO-086 How do RSE and AFS licensing application processes work together?
- Regulatory guide Updated: 16/06/2025RG-166 AFS licensing: Financial requirements
- Regulatory guide Updated: 16/06/2025RG-105 AFS licensing: Organisational competence
- Regulatory guide Updated: 16/06/2025RG-003 AFS Licensing Kit: Part 3 – Preparing your additional proofs
- Regulatory guide Updated: 16/06/2025RG-002 AFS Licensing Kit: Part 2 – Preparing your AFS licence or variation application
- Information sheet Updated: 5/06/2025INFO-286 FAQs: Ongoing fee arrangements and consents
- Consultation Updated: 10/04/2025CP-383 Reportable situations and internal dispute resolution data publication
- Information sheet Updated: 3/04/2025INFO-088 Notifying ASIC of the appointment of an AFS authorised representative
- Information sheet Updated: 2/04/2025INFO-091 Who can be an authorised representative of an AFS licensee
- Report Updated: 30/03/2025REP-806 Taking ownership of death benefits: How trustees can deliver outcomes Australians deserve
- Instrument - notifiable instrumentsRegistered: 19/03/2025ASIC Superannuation (Notice of disqualification—Kennedy Weldemariam) Instrument 2025/158
- Instrument - notifiable instrumentsRegistered: 7/03/2025ASIC Superannuation (Notice of disqualification—Jean-Marcel Majman) Instrument 2025/124
- Information sheet Updated: 5/03/2025INFO-218 Disputes about life insurance
- Report Updated: 26/02/2025REP-807 Evaluating the state of the Australian public equity market: Evidence from data and academic literature
- Regulatory guide Updated: 13/02/2025RG-108 No-action letters
- Regulatory guide Updated: 13/02/2025RG-051 Applications for relief
- Regulatory guide Updated: 13/02/2025RG-021 How ASIC charges fees for relief applications
- Information sheet Updated: 27/01/2025INFO-174 Disputes with financial firms
- Information sheet Updated: 27/01/2025INFO-176 What to do if you are dissatisfied with a decision by the Australian Financial Complaints Authority
- Consultation Updated: 8/01/2025CS-007 Proposed update to superannuation forecasts relief instrument
- Regulatory guide Updated: 18/12/2024RG-175 AFS licensing: Financial product advisers—Conduct and disclosure
- Information sheet Updated: 17/12/2024INFO-082 Apply for relief
- Report Updated: 2/12/2024REP-801 Insights from internal dispute resolution data reporting: July 2023 to June 2024
- Information sheet Updated: 1/12/2024INFO-287 FAQs: Non-ongoing fee requests or consents
- Information sheet Updated: 21/11/2024INFO-182 Super switching advice - complying with your obligations - INFO 182
- Information sheet Updated: 21/11/2024INFO-168 Giving and collectively charging for intra-fund advice
- Regulatory guide Updated: 21/11/2024RG-126 Compensation and insurance arrangements for AFS licensees
- Information sheet Updated: 21/11/2024INFO-228 Limited AFS licensees: Advice conduct and disclosure obligations
- Information sheet Updated: 21/11/2024INFO-267 Tips for giving limited advice
- Instrument - notifiable instrumentsRegistered: 8/11/2024ASIC Superannuation (Notice of disqualification—Ryan McGrath) Instrument 2024/836
- Information sheet Updated: 23/10/2024INFO-288 Resignation and removal of auditors of registrable superannuation entities
- Information sheet Updated: 23/10/2024INFO-289 Resignation and removal of auditors of retail CCIV financial reports and compliance plans
- Information sheet Updated: 23/10/2024INFO-290 Resignation and removal of auditors of Australian financial services
- Regulatory guide Updated: 21/10/2024RG-277 Consumer remediation
- Instrument - notifiable instrumentsRegistered: 21/10/2024ASIC Superannuation (Notice of disqualification—Joseph Badawy) Instrument 2024/823
- Information sheet Updated: 4/10/2024INFO-280 FAQs: Non-ongoing fee consents
- Information sheet Updated: 4/10/2024INFO-256 FAQs: Ongoing fee arrangements
- Instrument - notifiable instrumentsRegistered: 19/09/2024ASIC Superannuation (Notice of Disqualification—Vjekoslav Fak) Instrument 2024/756
- Regulatory guide Updated: 12/09/2024RG-276 Superannuation forecasts: Calculators and retirement estimates
- InstrumentSuperseded: 29/11/2024ASIC Corporations (Amendment) Instrument 2024/733
- Information sheet Updated: 30/08/2024INFO-170 MySuper product dashboard requirements for superannuation trustees
- Instrument - notifiable instrumentsRegistered: 30/08/2024ASIC Superannuation (Notification of variation of disqualification order—Kylie Ai Wui Wee) Instrument 2024/708
- Consultation Updated: 16/07/2024CP-335 Consumer remediation: Update to RG 256
- Report Updated: 16/07/2024REP-575 SMSFs: Improving the quality of advice and member experiences
- Report Updated: 1/07/2024REP-784 Industry update: Pulse check on retirement income covenant implementation
- Instrument - notifiable instrumentsRegistered: 11/06/2024ASIC Superannuation (Notice of disqualification—John Giannicos) Instrument 2024/471
- Instrument - notifiable instrumentsRegistered: 11/06/2024ASIC Superannuation (Notice of disqualification—Kylie Ai Wui Wee) Instrument 2024/470
- Instrument - notifiable instrumentsRegistered: 17/05/2024ASIC Superannuation (Notice of disqualification—Mark John Gynther) Instrument 2024/384
- Instrument - notifiable instrumentsRegistered: 9/05/2024ASIC Superannuation (Notice of disqualification—Kristian Convery) Instrument 2024/370
- Instrument - notifiable instrumentsRegistered: 9/05/2024ASIC Superannuation (Notice of disqualification—Lin Chou) Instrument 2024/357
- Report Updated: 8/05/2024REP-781 Review of superannuation trustee practices: Protecting members from harmful advice charges
- Instrument - notifiable instrumentsRegistered: 30/04/2024ASIC Superannuation (Notice of Administrative Appeals Tribunal Decision—John Gilliland) Instrument 2024/309
- Instrument - notifiable instrumentsRegistered: 24/04/2024ASIC Superannuation (Notice of disqualification—Tak Bo Cheng) Instrument 2024/285
- Instrument - notifiable instrumentsRegistered: 8/04/2024ASIC Superannuation (Notice of disqualification—John William Hamilton) Instrument 2024/252
- Regulatory guide Updated: 28/03/2024RG-038 The hawking prohibition
- Information sheet Updated: 7/03/2024INFO-278 Inventory of superannuation trustee transparency and disclosure obligations
- Information sheet Updated: 7/03/2024INFO-271 How to avoid greenwashing when offering or promoting sustainability-related products
- Information sheet Updated: 7/03/2024INFO-241 Prohibition on influencing employers’ superannuation fund choice: section 68A of the SIS Act
- Information sheet Updated: 7/03/2024INFO-239 How ASIC handles whistleblower reports
- Information sheet Updated: 7/03/2024INFO-216 AFS licensing requirements for accountants who provide SMSF services
- Information sheet Updated: 7/03/2024INFO-169 Notifying members about superannuation transfers: Accrued default amounts (MySuper transition)
- Information sheet Updated: 7/03/2024INFO-145 ASIC’s compulsory information-gathering powers
- Instrument - rulesRegistered: 7/03/2024Financial Accountability Regime Act (Information for register) Regulator Rules 2024
- Instrument - rulesRegistered: 7/03/2024Financial Accountability Regime (Consequential Amendments) Transitional Rules 2024
- Information sheet Updated: 6/03/2024INFO-90 Notifying members about superannuation transfers without consent
- Report Updated: 21/02/2024REP-779 Superannuation and choice products: What focus is there on performance?
- Instrument - notifiable instrumentsRegistered: 14/02/2024ASIC Superannuation (Notice of disqualification—Md Nazrul Islam) Instrument 2024/87
- Consultation Updated: 7/02/2024CP-321 Whistleblower policies
- Consultation Updated: 7/02/2024CP-351 Superannuation forecasts: Update to relief and guidance
- Consultation Updated: 7/02/2024CP-358 Remaking ASIC relief on PDSs, superannuation dashboards and FSGs
- Report Updated: 7/02/2024REP-615 ASIC enforcement update July to December 2018
- Report Updated: 7/02/2024REP-625 ASIC enforcement update - January to June 2019
- Report Updated: 7/02/2024REP-633 Holes in the safety net: a review of TPD insurance claims
- Report Updated: 7/02/2024REP-635 Response to submissions on CP 321 Whistleblower policies
- Report Updated: 7/02/2024REP-661 Response to submissions on CP 313 Product intervention power
- Report Updated: 6/02/2024REP-666 ASIC enforcement update January to June 2020
- Report Updated: 6/02/2024REP-699 ASIC enforcement update January to June 2021
- Report Updated: 6/02/2024REP-673 Consumer engagement in insurance in super
- Report Updated: 6/02/2024REP-697 ASIC quarterly update April to June 2021
- Report Updated: 6/02/2024REP-704 ASIC quarterly update: July to September 2021
- Report Updated: 6/02/2024REP-707 Response to submissions on CP 335 Consumer remediation: Update to RG 256
- Report Updated: 6/02/2024REP-717 ASIC quarterly update: October to December 2021
- Report Updated: 6/02/2024REP-722 ASIC enforcement update July to December 2021
- Report Updated: 6/02/2024REP-725 ASIC quarterly update: January to March 2022
- Report Updated: 6/02/2024REP-753 ASIC enforcement and regulatory update: July to September 2022
- Report Updated: 6/02/2024REP-767 ASIC enforcement and regulatory update: April to June 2023
- Information sheet Updated: 23/01/2024INFO-052 Guidance for whistleblowers
- Regulatory guide Updated: 23/01/2024RG-270 Whistleblower policies
- InstrumentRegistered: 21/12/2023ASIC Superannuation (Disclosure and Reporting Consistency Obligations) Instrument 2023/941
- InstrumentRegistered: 21/12/2023ASIC Superannuation (Repeal) Instrument 2023/942
- Instrument - notifiable instrumentsRegistered: 18/12/2023ASIC Superannuation (Notice of disqualification—Terence Murphy) Instrument 2023/936
- Instrument - notifiable instrumentsRegistered: 18/12/2023ASIC Superannuation (Notice of disqualification–Stephen Bray) Instrument 2023/926
- Instrument - notifiable instrumentsRegistered: 10/11/2023ASIC Superannuation (Notice of disqualification–Johann Heinrich Preller) Instrument 2023/819
- Consultation Updated: 6/11/2023CS-004 Extending relief from disclosure and reporting consistency obligations for super trustees
- Report Updated: 31/10/2023REP-775 Insights from the reportable situations regime: July 2022 to June 2023
- InstrumentRegistered: 31/10/2023ASIC Registrable Superannuation Entities (Email Document Lodgement) Instrument 2023 - PDF (176 KB)
- Instrument - notifiable instrumentsRegistered: 31/10/2023ASIC Superannuation (Notice of disqualification – David Sidhu) Instrument 2023/794
- Consultation Updated: 15/08/2023CS-001 Extending design and distribution obligations instrument
- Regulatory guide Updated: 15/08/2023RG-139 Approval and oversight of external dispute resolution schemes (withdrawn)
- Report Updated: 17/07/2023REP-766 Implementation of the retirement income covenant: Findings from the APRA and ASIC thematic review
- Information sheet Updated: 3/07/2023INFO-153 How ASIC deals with reports of misconduct
- Information sheet Updated: 3/07/2023INFO-238 Whistleblower rights and protections
- Regulatory guide Updated: 30/05/2023RG-269 Approval and oversight of compliance schemes for financial advisers (withdrawn)
- Report Updated: 11/05/2023REP-764 ASIC enforcement and regulatory update: January to March 2023
- Report Updated: 10/05/2023REP-763 ASIC’s recent greenwashing interventions
- Instrument - notifiable instrumentsSuperseded: 31/05/2023ASIC Corporations (Superannuation Payment Facility) Instrument 2023/271
- Report Updated: 22/03/2023REP-760 Insurance in superannuation: Industry progress on delivering better outcomes for members
- Information sheet Updated: 9/03/2023INFO-227 What can limited AFS licensees do?
- Report Updated: 2/03/2023REP-758 Good practices for handling whistleblower disclosures
- Information sheet Updated: 1/03/2023INFO-155 Shorter PDSs—Complying with requirements for superannuation products, simple managed investment schemes and simple sub-fund products
- Report Updated: 15/02/2023REP-757 ASIC enforcement and regulatory update: October to December 2022
- InstrumentSuperseded: 8/08/2023ASIC Corporations and Credit (Repeal) Instrument 2023/131
- InstrumentSuperseded: 8/02/2024ASIC Corporations, Credit and Superannuation (Amendment and Repeal) Instrument 2023/699
- InstrumentSuperseded: 15/09/2023ASIC Corporations and Superannuation (Amendment) Instrument 2023/512
- InstrumentSuperseded: 8/08/2023ASIC Superannuation (Repeal) Instrument 2023/222
- InstrumentSuperseded: 22/12/2023ASIC Superannuation (Repeal) Instrument 2023/942
- Report Updated: 9/12/2022REP-751 Disputes and deficiencies: A review of complaints handling by superannuation trustees
- Report Updated: 9/12/2022REP-752 Review of written responses to superannuation complaints
- Information sheet Updated: 8/12/2022INFO-206 Advice on self-managed superannuation funds: Disclosure of costs
- Information sheet Updated: 8/12/2022INFO-205 Advice on self-managed superannuation funds: Disclosure of risks
- Report Updated: 18/10/2022REP-737 Response to submissions on CP 350 Consumer remediation: Further consultation
- Consultation Updated: 27/09/2022CP-350 Consumer remediation: Further consultation
- Instrument - notifiable instrumentsRegistered: 15/09/2022ASIC Corporations and Superannuation (Website Disclosure Deferral) Instrument 2022/808
- Report Updated: 16/08/2022REP-733 ASIC enforcement and regulatory update: April to June 2022
- Report Updated: 5/07/2022REP-731 Response to submissions on CP 351 Superannuation forecasts: Update to relief and guidance
- InstrumentRegistered: 30/06/2022ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603
- Regulatory guide Updated: 28/06/2022RG-274 Product design and distribution obligations
- Report Updated: 24/06/2022REP-729 Review of trustee communications about the MySuper performance test
- Regulatory guide Updated: 23/06/2022RG-104 AFS licensing: Meeting the general obligations
- InstrumentRegistered: 14/06/2022ASIC Corporations (In-use Notices for Employer-sponsored Superannuation and Superannuation Dashboards) Instrument 2022/496
- InstrumentRegistered: 14/06/2022ASIC Corporations (Shorter PDS and Delivery of Accessible Financial Products Disclosure by Platform Operators and Superannuation Trustees) Instrument 2022/497
- InstrumentSuperseded: 28/09/2023ASIC Corporations (Repeal and Transitional—Relief for Providers of Retirement Estimates) Instrument 2022/204
- Regulatory guide Updated: 11/11/2021RG-097 Disclosing fees and costs in PDSs and periodic statements
- Information sheet Updated: 15/10/2021INFO-089 Communicating with employees about choice of superannuation fund: What you can and cannot do
- Report Updated: 16/04/2021REP-688 ASIC enforcement update July to December 2020
- Consultation Updated: 30/03/2021CP-227 Disclosure and reporting requirements for superannuation trustees: s29QC
- Consultation Updated: 30/03/2021CP-244 Remaking ASIC class orders on dealing in underlying investments
- Report Updated: 30/03/2021REP-455 Consumer testing of the Choice product dashboard
- Report Updated: 30/03/2021REP-457 Response to submissions on draft Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements
- Report Updated: 30/03/2021REP-472 Response to submissions on CP 232 Remaking ASIC class orders on superannuation
- Report Updated: 30/03/2021REP-529 Member experience of superannuation
- Report Updated: 30/03/2021REP-553 Overview of licensing and professional registration applications
- Report Updated: 30/03/2021REP-576 Member experiences with self-managed superannuation funds
- Report Updated: 30/03/2021REP-591 Insurance in superannuation
- Consultation Updated: 30/03/2021CP-318 Remaking ASIC class order on departed former temporary residents’ superannuation: [CO 09/437]
- Report Updated: 30/03/2021REP-632 Disclosure: Why it shouldn’t be the default
- Consultation Updated: 30/03/2021CP-308 Review of RG 97 Disclosing fees and costs in PDSs and periodic statements
- Report Updated: 30/03/2021REP-637 Response to submissions on CP 308 Review of Regulatory Guide 97
- Report Updated: 30/03/2021REP-638 Consumer testing of the fees and costs tools for superannuation and managed investment schemes
- Report Updated: 30/03/2021REP-646 Insurance in superannuation 2019–20: Industry implementation of the Voluntary Code of Practice
- Report Updated: 30/03/2021REP-647 Independent expert summary report - NULIS Nominees (Australia) Limited
- InstrumentRegistered: 24/03/2021ASIC Superannuation (Consent to Pass on Costs of Providing Advice) Instrument 2021/126
- InstrumentSuperseded: 1/09/2021ASIC Corporations (Amendment) Instrument 2021/550
- InstrumentSuperseded: 29/03/2022ASIC Corporations, Credit and Superannuation (Amendment) Instrument 2021/753
- Report Updated: 14/12/2020REP-675 Default insurance in superannuation: Member value for money
- Regulatory guide Updated: 30/07/2020RG-271 Internal dispute resolution
- Report Updated: 30/07/2020REP-665 Response to submissions on CP 311 Internal dispute resolution: Update to RG 165
- InstrumentRegistered: 30/07/2020ASIC Corporations, Credit and Superannuation (Internal Dispute Resolution) Instrument 2020/98
- Regulatory guide Updated: 17/06/2020RG-272 Product intervention power
- Report Updated: 29/04/2020REP-660 ASIC enforcement update July to December 2019
- Report Updated: 12/02/2020REP-655 Review of member communications: Protecting Your Superannuation Package (PYSP) reform
- InstrumentSuperseded: 1/12/2020ASIC Corporations (Amendment and Repeal) Instrument 2020/579
- InstrumentSuperseded: 1/12/2020ASIC Corporations, Superannuation and Credit (Amendment) Instrument 2020/99
- Report Updated: 3/12/2019REP-639 Financial advice by superannuation funds
- InstrumentRegistered: 14/11/2019ASIC Corporations (Whistleblower Policies) Instrument 2019/1146
- InstrumentRegistered: 26/09/2019ASIC Corporations, Credit and Superannuation (Internal Dispute Resolution—Transitional) Instrument 2019/965
- InstrumentRegistered: 18/09/2019ASIC Corporations (Unclaimed Superannuation—Former Temporary Residents) Instrument 2019/873
- Regulatory guide Updated: 1/06/2019RG-167 AFS licensing: Discretionary powers
- InstrumentSuperseded: 17/09/2019ASIC Corporations (Amendment) Instrument 2019/514
- Regulatory guide Updated: 20/09/2018RG-098 ASIC’s powers to suspend, cancel and vary AFS licences and make banning orders
- Information sheet Updated: 1/08/2018INFO-232 Fees for no service: Remediation
- Regulatory guide Updated: 20/06/2018RG-267 Oversight of the Australian Financial Complaints Authority
- Regulatory guide Updated: 7/12/2017RG-090 Example Statement of Advice: Scaled advice for a new client
- InstrumentRegistered: 6/12/2016ASIC Corporations (Recognised Accountants: Exempt Services) Instrument 2016/1151
- Regulatory guide Updated: 15/09/2016RG-256 Client review and remediation conducted by advice licensees
- Regulatory guide Updated: 30/08/2016RG-255 Providing digital financial product advice to retail clients
- InstrumentRegistered: 30/03/2016ASIC Corporations (Generic Calculators) Instrument 2016/207
- Regulatory guide Updated: 17/03/2016RG-055 Statements in disclosure documents and PDSs: Consent to quote
- InstrumentRegistered: 4/03/2016ASIC Corporations (Superannuation: Accrued Default Amount and Intra-Fund Transfers) Instrument 2016/64
- Information sheet Updated: 23/12/2015INFO-208 When companies break laws that ASIC does not enforce
- InstrumentRegistered: 24/11/2015ASIC Corporations (Amendment and Repeal) Instrument 2015/876
- InstrumentRegistered: 30/09/2015ASIC Corporations (Post Balance Date Reporting) Instrument 2015/842
- Regulatory guide Updated: 13/11/2014RG-229 Superannuation forecasts (withdrawn)
- Report Updated: 13/11/2014REP-418 Response to submissions on CP 203 Age pension estimates in superannuation forecasts: Update to RG 229
- Information sheet Updated: 20/10/2014INFO-179 Applying for a limited AFS licence
- Information sheet Updated: 20/10/2014INFO-094 Notification requirements for Product Disclosure Statements
- Report Updated: 31/07/2014REP-402 ASIC enforcement outcomes: January to June 2014
- Report Updated: 8/07/2014REP-398 Fee and cost disclosure: Superannuation and managed investment products
- Regulatory guide Updated: 16/06/2014RG-252 Keeping superannuation websites up to date
- Report Updated: 16/06/2014REP-396 Response to submissions on CP 219 Keeping superannuation websites up to date
- Report Updated: 6/12/2013REP-378 Consumer testing of the MySuper product dashboard
- Consultation Updated: 28/11/2013CP-219 Keeping superannuation websites up to date
- Consultation Updated: 16/09/2013CP-216 Advice on self-managed superannuation funds: Specific disclosure requirements and SMSF costs
- Regulatory guide Updated: 20/08/2013RG-036 Licensing: Financial product advice and dealing
- Regulatory guide Updated: 1/05/2013RG-034 Auditor’s obligations: Reporting to ASIC
- Consultation Updated: 20/03/2013CP-203 Age pension estimates in superannuation forecasts: Update to RG 229
- Regulatory guide Updated: 13/12/2012RG-244 Giving information, general advice and scaled advice
- Regulatory guide Updated: 15/11/2012RG-234 Advertising financial products and services (including credit): Good practice guidance
- Regulatory guide Updated: 26/09/2012RG-146 Licensing: Training of financial product advisers
- Report Updated: 27/03/2012REP-279 Shadow shopping study of retirement advice
- Report Updated: 7/12/2011REP-266 Response to submissions on CP 122 Superannuation forecasts: ASIC relief and guidance for super funds
- Regulatory guide Updated: 30/11/2011RG-065 Section 1013DA disclosure guidelines
- Regulatory guide Updated: 28/10/2011RG-168 Disclosure: Product Disclosure Statements (and other disclosure obligations)
- Regulatory guide Updated: 1/04/2011RG-170 Prospective financial information
- Consultation Updated: 21/10/2009CP-122 Superannuation forecasts: ASIC relief and guidance for super funds
- Regulatory guide Updated: 1/08/2008RG-094 Unit pricing: Guide to good practice
- Consultation Updated: 28/07/2008CP-101 Superannuation forecasts
- Regulatory guide Updated: 19/06/2008RG-182 Dollar disclosure
- Consultation Updated: 30/05/2008CP-097 Simple superannuation advice
- Regulatory guide Updated: 8/06/2007RG-184 Superannuation: Delivery of product disclosure for investment strategies
- Report Updated: 1/11/2006REP-084 Monitoring superannuation fees and costs: October 2005 to June 2006
- Report Updated: 1/04/2006REP-069 Shadow shopping survey on superannuation advice
- Report Updated: 1/01/2006REP-066 Monitoring advertising in superannuation
- Report Updated: 1/11/2005REP-051 Report to the Parliamentary Joint Committee on late 2004 (and early 2005) superannuation switching advice surveillance
- Report Updated: 2/08/2005REP-050 Superannuation switching surveillance
- Consultation Updated: 11/11/2004CP-056 Superannuation: Delivery of product disclosure and investment choice
- Regulatory guide Updated: 30/08/2004RG-181 Licensing: Managing conflicts of interest
- Report Updated: 27/01/2004REP-028 Eligible rollover fund disclosure campaign
- Regulatory guide Updated: 1/03/2002RG-008 Administrative hearings: Principles and conduct