RG 256 Client review and remediation conducted by advice licensees

Issued 15 September 2016

This guide sets out our guidance on review and remediation conducted by Australian financial services (AFS) licensees who provide personal advice to retail clients (advice licensees).

The guidance should also be applied to review and remediation that is not related to personal advice to the extent relevant.

Download the guide (PDF 576KB)

Last updated: 21/06/2017 12:35