RG 38 The hawking prohibition

Reissued 23 September 2021

This guide is for people who offer financial products for issue or sale.

It sets out our guidance on the hawking provisions in s992A and 992AA of the Corporations Act. In particular, this guide explains how to comply with the hawking prohibition contained in s992A, a prohibition that aims to protect consumers from unsolicited offers of financial products.

Download RG 38 (PDF 365KB)

Last updated: 04/12/2019 12:00