Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Find a regulatory guide


See also:

  • Regulatory tracker to search for regulatory documents (Regulatory guides, Consultation papers, Reports, Information sheets, Legislative instruments) published since 2020 categorised by subject.
  • Regulatory document updates to search an archive of chronological listings of regulatory documents published on the ASIC website from 2013–2022.
  • Regulatory developments timetable to find proposed timeframes for ASIC regulatory work, such as the publication of draft or final guidance, or the anticipated making of a legislative instruments.
Last updated: 20/10/2014 12:00